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Showing 891 - 900 of 3918 results for "Law"

Education reforms are promising: SAFAA

KARREN VERGARA  |  FRIDAY, 28 JAN 2022
... qualifications by completing courses in finance, financial services, investments, stockbroking, wealth management, business law and so forth. "This is a break from the previous approach of micromanaging long and complex lists of 'gifted' financial ...

BTFG names chief customer service officer

KARREN VERGARA  |  THURSDAY, 27 JAN 2022
... executive director of transformation, specialist businesses. Before Westpac, Croft was a senior associate and solicitor at law firm Herbert Smith Freehills. "The CCSO is responsible for ensuring we achieve the highest expectations on service, quality ...

Residential property demand to weaken

KARREN VERGARA  |  MONDAY, 24 JAN 2022
Demand for residential property is expected to cool down this year despite the number of auction figures recorded in the final quarter of 2021. With stock levels running low and the potential for interest rates to rise, BuyersBuyers co-founder Pete ...

JANA hires legal expert from industry fund

KARREN VERGARA  |  WEDNESDAY, 19 JAN 2022
Investment consulting firm JANA appointed a legal expert to lead its risk and compliance division. Lindy Hunt was hired as head of legal, risk and compliance last December, joining from Club Plus Super where she spent the last seven years of her career. ...

E&P pulls the plug on DASS

KARREN VERGARA  |  WEDNESDAY, 19 JAN 2022
Amid a slew of class actions and regulatory problems, the troubled superannuation subsidiary of E&P Financial Group is now in voluntary administration. PwC has been called in as voluntary administrators of Dixon Advisory and Superannuation Services ...

Federal Court imposes $4m penalty on industry fund

CHLOE WALKER  |  TUESDAY, 18 JAN 2022
... some fund members. Statewide also failed to report these issues within10 days of becoming aware of them, as then required by law. On 22 December 2021, the Court imposed a $3.5 million penalty for the misleading correspondence and $500,000 for failing ...

Foresters Financial appoints chief executive

KARREN VERGARA  |  MONDAY, 10 JAN 2022
... as her significant experience with management of client relationships, including multi-generational; charitable and estate law, and investment management make her a good fit for the team. This experience will help pave the way for Foresters as it enters ...

Sequoia Financial Group acquires legal practice

CHLOE WALKER  |  MONDAY, 10 JAN 2022
Sequoia Financial Group (Sequoia) has announced the acquisition of the incorporated legal practice previously known as Topdocs Legal (TDL), now renamed Docscentre Legal (DCL). Boosting its professional services division, Sequoia has paid $330,000 for ...

Federal Court fines Mayfair $30m

CHLOE WALKER  |  THURSDAY, 23 DEC 2021
James Mawhinney's Mayfair 101 Group has been ordered to pay a combined penalty of $30 million for misleading advertising. In handing down the decision, Justice Anderson said the increased penalties were appropriate, noting that those sought by ASIC ...

Consultation opens for CCIV draft bill

KARREN VERGARA  |  WEDNESDAY, 22 DEC 2021
... recognisable investment products, flow-through tax treatment, commercial flexibility and strong investor protections, according to law firm Norton Rose Fulbright. The framework drew from European funds operated under the UCITS Directive and the UK's ...