Search Results | Showing 71 - 80 of 6194 results for "Statement" |
| | | ... million pecuniary penalty. It will also reimburse ASIC for its legal costs of about $650,000. The product disclosure statement of DSAF was found to have "contained ESG Statements and Systems and Processes Statements which were liable to mislead the public ... |
| | | | ... referral partner, ASIC said. He was also found to have provided "predetermined" advice outcomes based on a template Statement of Advice (SOA), recommending clients switch super funds to Netwealth while retaining $10,000 for insurance purposes. Additionally ... |
| | | | ... inappropriate products and unintentionally create duplicate accounts," Treasury explained in the exposure draft explanatory statement. "These amendments made to the Corporations Act and to the Corporations Regulations will help empower employees to make ... |
| | | | ... quiz until they have passed were deemed one. During the period, Binance also failed to provide a product disclosure statement (PDS) to retail clients, implement a target market determination, maintain a compliant internal dispute resolution system and ... |
| | | | ... interest of the client, failed to ensure that advice was appropriate to the client, failed to identify and disclose in the Statement of Advice that there would be consequences to making the change recommended, and failed to comply with the Code of Ethics. ... |
| | | | ... fund is in the best interests of all unitholders after considering all available options," the fund manager said. In a statement to Financial Standard, Contact Asset Management director Will Culbert confirmed the decision to wind up is specific to the ... |
| | | | When Melinda Kee was sick with COVID-19, she took respite for one week. Kee saw it as an opportunity to tick off some personal administration she'd been meaning to get to, such as changing her pet and health insurance, and electricity and gas providers. ... |
| | | | ... Macquarie should have placed the fun on a watch list for further monitoring but failed to do so. His finding was based on a Statement of Agreed Facts and Admissions filed by ASIC and Macquarie. It follows Macquarie entering a court enforceable undertaking ... |
| | | | ... amount of capital gains that benefit from the discount. Perhaps most damning, though not surprising, was the committee's statement that although there are several factors that influence the housing market, "there is evidence the concessions provided ... |
| | | | ... Labor government did when it came to office," Hume said. Liberal senator for Western Australia Dean Smith echoed Hume's statement, noting that the government only surrendered to amend the bill due to "external pressure". "... while the Albanese government ... |
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