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Showing 71 - 80 of 152 results for "District Court"

Former boutique firm analyst pleads guilty to insider trading

ALICE URIBE | THURSDAY, 30 MAY 2013

... between about 27 and 29 March 2011 to acquire Norton shares. The matter has been committed for sentencing in the District Court and listed for arraignment on 7 June 2013. Bail has been granted on a number of conditions. The Commonwealth Director of Public ...

Former Bell Potter adviser sentenced to 5 years jail

LAURA MILLAN | THURSDAY, 23 MAY 2013

... the money as agreed with his clients between September 2002 and October 2008. Evans pleaded guilty in the Sydney District Court to 10 counts of misappropriating funds and five further counts were also considered in sentencing. ASIC's concerns arose from ...

ASIC drops charges against Westpoint directors

MARK SMITH | WEDNESDAY, 15 MAY 2013

... document in the context of the prosecution's case, the Commonwealth Director of Public Prosecutions today advised the District Court of Western Australia that the case should proceed no further and filed Notices of Discontinuance," ASIC said. The situation ...

SMSF adviser escapes jail time with suspended sentence

BEN COLLINS | FRIDAY, 22 FEB 2013

... after he tricked clients into buying his own shares. Craig Dangar was yesterday sentenced in the Downing Centre District Court, to concurrent suspended sentences of 18 months jail, after pleading guilty to two charges brought by the Australian Securities ...

Former mortgage broker convicted

MARK STORY | FRIDAY, 25 JAN 2013

... with ASIC's investigation, good character, history and remorse for acting dishonestly in this case, the Sydney District Court imposed a two-year good behaviour bond on Mr Nguyen. ASIC Commissioner Peter Kell said brokers must familiarise themselves with ...

Insider trading gets former J.P. Morgan staffer jail

BEN COLLINS | THURSDAY, 6 DEC 2012

A former J.P. Morgan employee has been sentenced to 18 months jail by the NSW District Court after she gave inside information to a friend while working at the investment bank. Elisa Rietbergen, of Kensington, NSW gave confidential information to her ...

34 months prison for ex- GuardianFP adviser

BEN COLLINS | TUESDAY, 13 NOV 2012

... illegally collected over $380,000 in insurance commissions. Susan Heathwood was sentenced in the Downing Centre District Court after pleading guilty on 26 June 2012 to two counts of dishonest conduct in relation to financial services. An Australian Securities ...

Mortgage broker first offender under new law

LINDA HAUSKEN | WEDNESDAY, 26 SEP 2012

... imprisonment, a fine of up to $11,000 or both, for each charge. The corporate watchdog said he was committed to the District Court for sentence on 5 October 2012, with unconditional bail. The Commonwealth Director of Public Prosecutions is currently ...

Unlicensed director jailed

BEN COLLINS | THURSDAY, 6 SEP 2012

... house with the proceeds is now behind bars. Tania Michele Oakley of Noosa, appeared for sentencing in Maroochydore District Court on 3 September 2012 after pleading guilty to three criminal charges relating to her role as the sole director of a purported ...

Former investment company director pleads guilty

MELANIE TIMBRELL | MONDAY, 23 JUL 2012

... Noosa Magistrates Court on July 18, 2012 with Oakley committed for sentencing at a later date in the Maroochydore District Court. The Commonwealth director of Public Prosecutions is prosecuting the matter.

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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