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Showing 21 - 30 of 133 results for "District Court"

Westpac settles two class actions

KARREN VERGARA  |  FRIDAY, 30 OCT 2020
... laundering under the eyes of AUSTRAC on October 29. The law firm filed the class action in January this year at the US District Court for Oregon on behalf of investors who purchased Westpac shares between 11 November 2015 and 19 November 2019. The law ...

SMSF fraudster charged

ANNABELLE DICKSON  |  THURSDAY, 29 OCT 2020
A Brisbane man has been found guilty in the District Court of six counts of fraud in obtaining funds from SMSF investors. Craig Kirrin Gore was first arrested in April 2017 and charged with fraud after he obtained $800,000 from SMSF trustees between ...

Former analyst gets three year sentence

KANIKA SOOD  |  MONDAY, 14 SEP 2020
... intensive correction order (aka a sentence served in the community) after a sentencing from Sydney Downing Centre District Court. This includes a 50% discount to his sentence after he entered an early guilty plea in February and cooperated with ASIC ...

Fund manager charged with fraud

ALLY SELBY  |  FRIDAY, 4 SEP 2020
... anti-fraud provisions, with the regulator seeking both a permanent injunction and civil penalties in the federal district court in New York. Simultaneously, the US Attorney's Office for the Southern District of New York has announced it is pursuing criminal ...

Tax fraud goes from paradise to prison

ANNABELLE DICKSON  |  TUESDAY, 18 AUG 2020
... following a 19-year joint investigation by the ATO and Australian Federal Police. Philip Northam was sentenced in the District Court of Queensland due to his involvement in an intricate tax evasion scheme designed to strip Australian companies of their ...

Adviser guilty of misuse of client money

ELIZA BAVIN  |  THURSDAY, 14 MAY 2020
... maximum penalties of between 10 to 14 years' imprisonment. Dick's next appearance will be at the Townsville District Court, on a date yet to be set. ASIC noted Dick had shown cooperation with its investigation and early guilty plea. The matter ...

Fortescue seeks to hide pricing

ELIZA BAVIN  |  FRIDAY, 1 MAY 2020
... Court to disallow the publishing of the information. S&P hit back at the miner, filing its own action in the US District Court for the Southern District of New York. Fortescue asked the courts to ban Argus and S&P from reporting on and printing the discounts ...

Charterhill founder incarcerated

ALLY SELBY  |  MONDAY, 6 APR 2020
... former director concern the misappropriation of $1.2 million in assets. Part way through the criminal trial at the District Court of South Australia, Nowak pleaded guilty to 17 counts of aggravated deception and one count of dishonest dealings with documents. ...

Former AMP adviser sentenced

ELIZABETH MCARTHUR  |  FRIDAY, 27 MAR 2020
... deterring dishonest acts such as these," said ASIC Commissioner Danielle Press. As Martin was sentenced in the NSW District Court, the judge was clear in his disapproval of the adviser's actions. Judge Wass said Martin's behaviour was: "Breach ...

SMSF property adviser pleads guilty

ELIZA BAVIN  |  MONDAY, 24 FEB 2020
... Developments, formerly Charterhill, entered the guilty plea during the third week of his criminal trial in the District Court of South Australia. ASIC announced in February 2014 it had made an application to the Federal Court in Adelaide, which froze ...

Editor's Choice

Brookfield Oaktree to further democratise alternatives in Australia

ANDREW MCKEAN
Local investors will get access to Brookfield Oaktree Wealth Solutions' global private credit strategy later this year, with plans to launch it as a unit trust.

Retail funds drive down admin fees: KPMG

KARREN VERGARA
Expensive retail superannuation funds have finally become competitive with industry funds after bringing down their administration fees, a new analysis by KPMG shows.

DWS names APAC chief investment officer, real estate

JAMIE WILLIAMSON
DWS appointed Matthias Naumann as chief investment officer, real estate in Asia Pacific as a sign of its ambitions in the region.

Employees will quit on full return-to-office orders: Survey

KARREN VERGARA
Financial services professionals will threaten to quit if they are forced to go into the office five days a week, a Robert Walters survey finds.

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