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Showing 31 - 40 of 133 results for "District Court"

Former NAB adviser sentenced

HARRISON WORLEY  |  TUESDAY, 8 OCT 2019
... sentenced for withdrawing funds from the accounts of clients without their knowledge, but will avoid jail time. The District Court of NSW sentenced Max Kiattisak Eung to three years imprisonment to be served through an intensive corrections order, after ...

ASIC bans adviser over super theft

ELIZABETH MCARTHUR  |  THURSDAY, 23 MAY 2019
... being laid last year, the matter has been adjourned and is currently listed for further mention on July 5 in the District Court.

Former AMP adviser pleads guilty

JAMIE WILLIAMSON  |  WEDNESDAY, 8 MAY 2019
... Martin of Kiama, New South Wales has pleaded guilty to three counts of dishonestly obtaining client funds in the District Court of NSW. An investigation by ASIC found Martin dishonestly obtained about $208,000 from clients between June 2011 and April ...

Former adviser cops 10-year prison sentence

JAMIE WILLIAMSON  |  MONDAY, 18 MAR 2019
... Gabriel Nakhl was found guilty of engaging in dishonest conduct and sentenced to 10 years' imprisonment by the District Court of New South Wales. He was convicted on eight charges brought by ASIC. Nakhl advised 12 clients to establish self-managed ...

ClearView director dismissed of charges

KANIKA SOOD  |  MONDAY, 14 JAN 2019
... Australian Private Equity and Venture Capital Association. The charges against Brown were dismissed by Waigani District Court, Port Moresby on January 11.

ASIC bans Perth adviser

KANIKA SOOD  |  THURSDAY, 15 NOV 2018
... representative of Securitor from June 2014 to March this year, and a credit representative for over a year before this. The District Court of Western Australia convicted him on four counts of stealing. ASIC banned him permanently on October 31, from ...

ASIC appeal convicts former CBA planner

KARREN VERGARA  |  THURSDAY, 4 OCT 2018
... doing so and continued to commit such acts until April 2009, Rosengren added. The appeal was heard in the Brisbane District Court on September 14. ASIC and the CDPP subsequently received the judgment in their favour on September 20. Separately, ASIC ...

Elon Musk charged with securities fraud

KANIKA SOOD  |  FRIDAY, 28 SEP 2018
... communications are made via social media or another non-traditional form," Avakian said. SEC has filed a complaint with the district court of the Southern District of New York. It is seeking permanent injunction, disgorgement, civil penalties and a bar ...

Macquarie chiefs embroiled in German investigation

HARRISON WORLEY  |  FRIDAY, 28 SEP 2018
... a statement released to the ASX on Friday morning, Macquarie Group confirmed German authorities and the Munich District Court were investigating a 2011 transaction involving the $497 billion financial services giant. The German authorities are investigating ...

Former adviser cops 10-year imprisonment

KARREN VERGARA  |  WEDNESDAY, 15 NOV 2017
... owing more than $27 million to approximately 300 debenture holders. On September 5, he appeared in the Brisbane District Court and pleaded guilty to 24 counts of dishonesty for defrauding self-managed superannuation fund members to the tune of $10 million ...