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Showing 91 - 100 of 152 results for "District Court"

Director charged in Westpoint case

ASIC RELEASE  |  MONDAY, 29 MAR 2010
... guilty to an ASIC charge. Silver will enter the bond for three years. He pleaded guilty on 22 March in the Southport District Court to aiding and abetting his company, Lancer Group, in carrying on a financial services business without holding an Australian ...

Property developer gets jail sentence

ASIC RELEASE  |  WEDNESDAY, 10 FEB 2010
... guilty to seven ASIC charges. Saunders of Orange, New South Wales, was sentenced on 5 February 2010 in the NSW District Court, Sydney. He pleaded guilty on 25 August 2009. Saunders, who is also the former director of a number of companies including Mortgage ...

FBI hunts down bank fraudsters

RUTH LIEW  |  FRIDAY, 9 OCT 2009
... where they were arrested. Those arrested in and around Los Angeles had their initial appearance in United States District Court in Los Angeles yesterday afternoon. Each of the 53 defendants named in the indictment is charged with conspiracy to commit ...

Broker swindled investor funds

RUTH LIEW  |  THURSDAY, 4 JUN 2009
... from the mortgage broker. Meanwhile Camilleri's bail has been continued, and the matter will return to the NSW District Court this Friday, said ASIC. The Commonwealth Director of Public Prosecutions is prosecuting the matter.

ASIC cracks down on Hafoka

MEDIA RELEASE  |  WEDNESDAY, 11 MAR 2009
... conducted by ASIC with the assistance of the Australian Taxation Office. Hafoka has been committed to appear at the District Court on 20 March 2009 and was granted bail on conditions including that he maintain his current residence, surrender his passport ...

Unlicensed adviser charged

MICHAEL HOBBS  |  MONDAY, 4 AUG 2008
... after an Australian Securities and Investment Commission (ASIC) investigation. Tivay was convicted in the Sydney District Court following an ASIC inquiry that found he provided financial services on behalf of Progressive Investments Securities (PIS) ...

US pension fund to settle suit for $930m

RUTH LIEW  |  FRIDAY, 4 JUL 2008
... the CalPERS Board of Administration, the UnitedHealth Group Board of Directors, and the court. The United States District Court for Minnesota will evaluate the proposed terms and determine whether the settlement will be approved.

Adviser goes to jail for $1.5m fraud

RUTH LIEW  |  THURSDAY, 29 MAY 2008
... According to ASIC, Pisano will serve a minimum of two years and eight months. Pisano, 47, pleaded guilty in the Perth District Court on 22 May 2008 to eight counts of fraud to the value of approximately $1,537,735. ASIC alleged Pisano defrauded investors ...

$500k fraudster gets jail time

RUTH LIEW  |  MONDAY, 12 MAY 2008
... notified ASIC of the breach and has repurchased the shares sold by Sellers at a cost of more than $492,000. The District Court also made a reparation order requiring Sellers to repay Taylor Collison $492,183.67. The amount it spent repurchasing the shares ...

Adviser gets community service

RUTH LIEW  |  MONDAY, 14 APR 2008
... service for giving unlawful advice. Mohammad Zareei of Baulkham Hills, New South Wales, was sentenced by the Sydney District Court to 250 hours community service following an Australian Securities and Investments Commission (ASIC) investigation into ...