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Showing 71 - 80 of 284 results for "Australian Financial Services Licence"

Unlicensed SMSF advice not systemic: ASIC

HARRISON WORLEY  |  FRIDAY, 4 MAY 2018
... July 2016, accountants who wish to provide financial product advice either must hold an Australian financial services licence or act as a representative of a licensee. Additionally, ASIC highlighted that since July 2013 accountants have had the option ...

ASIC lifts licence conditions on CountPlus subsidiary

KANIKA SOOD  |  MONDAY, 16 APR 2018
... September, 2015 ASIC placed additional licence conditions on Total Financial Solutions's Australian financial services licence (AFSL) after an authorised Queensland-based adviser was found to have failed to act in clients' best interests. The regulator ...

Conflicted SMSF auditor disqualified

JAMIE WILLIAMSON  |  WEDNESDAY, 28 FEB 2018
... year on the grounds that it promoted a SMSF property investment scheme without holding an Australian financial services licence. ASIC sought to restrain the business and the Goldenbergs from providing financial services; restrict their access to client ...

ASIC seeks Deloitte to liquidate SMSF business

ALEX BURKE  |  TUESDAY, 27 FEB 2018
... year on the grounds that it promoted a SMSF property investment scheme without holding an Australian financial services licence. ASIC sought to restrain the business and the Goldenbergs from providing financial services; restrict their access to client ...

Offshore investment vehicles await passport arrival

KARREN VERGARA  |  TUESDAY, 16 JAN 2018
... a CCIV if it is limited by shares and operated by a single corporate director; holds an Australian financial services licence; does not have any officers or employees other than the corporate director; operates at least one sub-fund at all times; and ...

Industry fund stepping up advice offering

JAMIE WILLIAMSON  |  TUESDAY, 12 DEC 2017
... financial advice and education is strategically important for LUCRF Super. Having our own Australian Financial Services Licence (AFSL) means we can provide the best advice for members and customise it based on their needs," Thow said. Thow said LUCRF ...

Longstanding Godfrey Pembroke practice seeks own AFSL

JAMIE WILLIAMSON  |  MONDAY, 4 DEC 2017
... business, and we are looking forward to the next step in the journey as we move to our own Australian Financial Services Licence." Scholten said Godrey Pembroke and the wider MLC/NAB group will remain an important and strategic partner going forward. ...

Aurora CFO terminated as $1m vanishes from listed trust

ALEX BURKE  |  MONDAY, 27 NOV 2017
... delayed. Aurora has notified the incident to ASIC "as required under the conditions of its Australian financial services licence and the insurer under its investment management insurance policy." "Aurora confirms it has appropriate insurance cover in ...

Government opens doors to offshore investment vehicles

ALEX BURKE  |  FRIDAY, 25 AUG 2017
... a CCIV if it is limited by shares and operated by a single corporate director; holds an Australian financial services licence; does not have any officers or employees other than the corporate director; operates at least one sub-fund at all times; and ...

Zagga pitches alternative asset class

EMMA RAPAPORT  |  FRIDAY, 30 JUN 2017
... borrower's credit score will also determine the interest rates for each loan. Backed by an Australian Financial Services Licence and an Australian Credit Licence, Zagga hopes to differentiate itself from other marketplace lenders by providing a lending ...