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Showing 881 - 890 of 2631 results for "Practices"

Super fund names chief risk officer

ELIZA BAVIN  |  TUESDAY, 23 JUN 2020
... international and domestic risk management and assurance experience; and a track record for developing leading edge best practices in risk, compliance and control functions," O'Sullivan said. "He will be a valuable asset to the team." Speaking on ...

Managed accounts demand rises: Zenith

ELIZA BAVIN  |  TUESDAY, 23 JUN 2020
Zenith Investment Partners said demand for its managed accounts services grew amid the uncertainty and volatility in investment markets sparked by the COVID-19 pandemic. Zenith chief executive David Wright said it was not unexpected that advice firms ...

Platform prototypes compliance capability

ALLY SELBY  |  THURSDAY, 18 JUN 2020
... opposed to manually identifying errors or mistakes." The system searches for outliers in documents generated by advice practices (for example in SOAs or ROAs), he said, and tests risk-related indicators such as fee disclosure statements and investment ...

SSGA model portfolios land on HUB24

HARRISON WORLEY  |  WEDNESDAY, 17 JUN 2020
... "Investment professionals are recommending these structures for a variety of reasons, including to save time in their practices, but also to meet client best interest obligations, and offer investors transparency via access to direct shares or ETFs," ...

FPA accuses ASIC of price gouging

ELIZA BAVIN  |  MONDAY, 15 JUN 2020
... parliament" and overhaul their business models to meet regulatory requirements. "As small businesses, financial planning practices also face the challenges that COVID-19 has created for the wider SME sector," he said. "ASIC's fee hike does nothing ...

Impact offers opportunity during crisis: Report

ELIZA BAVIN  |  MONDAY, 1 JUN 2020
... there was recognition that social impact bonds are a helpful way to test new solutions at lower risk, improve evaluation practices and build new and appropriate levels of funding for a service. "Successful social impact bond programs not only provide ...

Survey shows future of mandates

ELIZABETH MCARTHUR  |  FRIDAY, 29 MAY 2020
... clients are asking for when it comes to ESG. "The majority of investors surveyed believe that companies with ESG-aligned practices can be better long term investments, but continue to need better reporting and data to evaluate holdings on those criteria," ...

IOOF to provide fee relief to adviser network

ELIZA BAVIN  |  THURSDAY, 28 MAY 2020
... community who are seeing assistance in the local area. IOOF said it will provide three months licensee fee relief for the practices that complete a minimum of 60 hours of pro bono work over the three-month period. The fee relief for advisers will be ...

US regulator settles with Ares

KANIKA SOOD  |  WEDNESDAY, 27 MAY 2020
... our controls since then. As an organisation, we continue to seek ways to further enhance our policies, procedures and practices to adapt to changes in regulation, our business and the market."

Banks accused of violating worker ethics

ELIZABETH MCARTHUR  |  TUESDAY, 26 MAY 2020
... Lyn - said that pressure in the workplace resulted in people acting unethically and outside Westpac's stated ethical practices. Lyn said Westpac's ethics guidelines were"spin the company put out for the public, and they bear no resemblance to what they ...