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Showing 861 - 870 of 2220 results for "Systems"

Complainants most satisfied with life insurers

KARREN VERGARA  |  TUESDAY, 11 DEC 2018
... financial firm," she said. Financial services and credit licensee firms must, by law, have an IDR framework with appropriate systems and processes in place to deal with consumer complaints, and be members of an external dispute resolution (EDR) scheme ...

Challenger kicks off active ETFs

KANIKA SOOD  |  MONDAY, 10 DEC 2018
... initial investment was. "It's hard to put a number on the total spend. But it is a substantial investment into people, systems, legal costs, risk and compliance and then there is the discretionary cost like we are expecting to start a reasonably-sized ...

Two senior hires at Integrity

KARREN VERGARA  |  WEDNESDAY, 5 DEC 2018
... launch its retail product early next year. It is currently conducting the pilot of its retail products and proprietary systems. Managing director Chris Powell said as Integrity draws closer to the retail launch, it is significantly bolstering the retail ...

AMP replaces Regan

JAMIE WILLIAMSON  |  WEDNESDAY, 5 DEC 2018
... reaching new, higher standards of professionalism. AMP has been proactively transforming its business and developing new systems and technology to improve the advice process and strengthen governance, compliance and controls - all which results in an ...

Blockchain comes to managed funds

KANIKA SOOD  |  TUESDAY, 4 DEC 2018
... client perspective," Fox said. "It will be completely seamless." Fox said Australian clients won't have to revamp their systems (such as databases) to access the blockchain network. However, they will have the option to build specialised portals ...

CBA investigates possible privacy breach

JAMIE WILLIAMSON  |  MONDAY, 3 DEC 2018
... CommInsure was passed through and/or on to other arms of the group. "We have identified that some internal group-wide systems also have access to CommInsure linked systems and data. This access allowed, for example, branch staff to upload completed CommInsure ...

Fiducian acquires Perth financial planning firm

KANIKA SOOD  |  MONDAY, 3 DEC 2018
... are excited to have this financial planner and their team join the Fiducian network. Our proven compliance process and systems for financial planning will support the financial planners involved in this project to grow our WA footprint." The company ...

APRA grilled over superannuation

KANIKA SOOD  |  FRIDAY, 30 NOV 2018
... superannuation entities more intensely than others; it had not recorded issues in its now-replaced document management systems, APRA didn't have a quality assurance framework where it would have undertaken independent reviews of supervisors' work; APRA's ...

Miscalculations delay remediation, more issues emerge: AMP

JAMIE WILLIAMSON  |  WEDNESDAY, 28 NOV 2018
... that has created AMP's poor culture. This has been compounded by underinvestment in risk, compliance and governance systems, he said.

ANZ lambasted for breach reporting delays

KARREN VERGARA  |  WEDNESDAY, 28 NOV 2018
... and customer service for example, would have had different reporting lines, performance objectives, data and different systems. "That makes it difficult to look and see mistakes or errors, and certainly from a systemic nature," he said. Orr then grilled ...