Search Results | Showing 861 - 870 of 2220 results for "Systems" |
| | | ... financial firm," she said. Financial services and credit licensee firms must, by law, have an IDR framework with appropriate systems and processes in place to deal with consumer complaints, and be members of an external dispute resolution (EDR) scheme ... |
| | | | ... initial investment was. "It's hard to put a number on the total spend. But it is a substantial investment into people, systems, legal costs, risk and compliance and then there is the discretionary cost like we are expecting to start a reasonably-sized ... |
| | | | ... launch its retail product early next year. It is currently conducting the pilot of its retail products and proprietary systems. Managing director Chris Powell said as Integrity draws closer to the retail launch, it is significantly bolstering the retail ... |
| | | | ... reaching new, higher standards of professionalism. AMP has been proactively transforming its business and developing new systems and technology to improve the advice process and strengthen governance, compliance and controls - all which results in an ... |
| | | | ... client perspective," Fox said. "It will be completely seamless." Fox said Australian clients won't have to revamp their systems (such as databases) to access the blockchain network. However, they will have the option to build specialised portals ... |
| | | | ... CommInsure was passed through and/or on to other arms of the group. "We have identified that some internal group-wide systems also have access to CommInsure linked systems and data. This access allowed, for example, branch staff to upload completed CommInsure ... |
| | | | ... are excited to have this financial planner and their team join the Fiducian network. Our proven compliance process and systems for financial planning will support the financial planners involved in this project to grow our WA footprint." The company ... |
| | | | ... superannuation entities more intensely than others; it had not recorded issues in its now-replaced document management systems, APRA didn't have a quality assurance framework where it would have undertaken independent reviews of supervisors' work; APRA's ... |
| | | | ... that has created AMP's poor culture. This has been compounded by underinvestment in risk, compliance and governance systems, he said. |
| | | | ... and customer service for example, would have had different reporting lines, performance objectives, data and different systems. "That makes it difficult to look and see mistakes or errors, and certainly from a systemic nature," he said. Orr then grilled ... |
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