Search Results | Showing 61 - 70 of 104 results for "Sarah Court" |
| | | ... that they must invest in their systems to ensure consumers are not adversely affected or harmed," ASIC deputy chair Sarah Court said. Seven cases remain in front of the courts, including those against ACBF Funeral Plans and Youpla Group and Freedom I ... |
| | | | ... we are concerned that it will limit the operation of conflicted remuneration laws introduced in 2012," deputy chair Sarah Court said. "Conflicted remuneration has the potential to cause significant consumer harm because it can prevent consumers from ... |
| | | | ... period. CommSec's failures also resulted in millions of dollars being overcharged to customers," ASIC deputy chair Sarah Court said. "When market participants fail to comply with the Market Integrity Rules, they undermine the integrity of Australia's ... |
| | | | ... approved in Australia and both the Qoin Facility and BPS were compliant with financial services laws. ASIC deputy chair Sarah Court said: "We allege that, despite what BPS represented in its marketing, Qoin merchant numbers have been declining, and that ... |
| | | | The Mayfair 101 managing director is claiming he was defamed by the regulator and deputy chair Sarah Court in a recent press release. Mawhinney has filed defamation proceedings against ASIC and Court in the Federal Court over information included in ... |
| | | | ... determinations directed those entities to pay consumers a total amount of approximately $2.5 million. ASIC deputy chair Sarah Court said directors of AFS licensees must ensure that their firms comply with AFCA determinations. "This is a fundamental obligation ... |
| | | | ... their products were of a similar risk profile to bank term deposits, when that was not the case," ASIC deputy chair Sarah Court said. "The decision to uphold the original findings of the Federal Court, and ASIC's case that the Mayfair 101 Group's ... |
| | | | ... retail clients or the advice given to retail clients. ASIC will carefully consider the judgment," ASIC deputy chair Sarah Court said. "ASIC will continue to work to ensure retail clients receive appropriate advice, that aligns with their interests." |
| | | | ... compliance arrangements in place to ensure the payments ceased when members left their employer," ASIC deputy chair Sarah Court said. "Superannuation trustees should treat the penalty imposed today as an important reminder to maintain robust internal ... |
| | | | ... Dixon Advisory was given a 30% discount for its cooperation and will instead pay $7.26 million. ASIC deputy chair Sarah Court said: "Licensees need to ensure their representatives are taking into account their clients' specific needs and circumstances." ... |
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