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Showing 61 - 70 of 385 results for "Morgans"

Wealth management firm expands

EMMA RAPAPORT  |  THURSDAY, 13 APR 2017
Wealth management firm Morgans Financial is expanding its presence in Queensland region of Stanthorpe. The firm, which has more than 60 offices nationwide, will service clients in the local government area of almost 36,000. Morgans Financial director ...

Adviser ban upheld by tribunal

KARREN VERGARA  |  TUESDAY, 4 APR 2017
... instructions," ASIC commissioner Cathie Armour said. Batros was an authorised representative with financial services licensee Morgans Financial, between January 2012 and August 2014. He has the right to appeal the AAT's decision to the Federal Court ...

Ascot Securities makes key wealth and institutional hires

KERRIE SYDEE  |  TUESDAY, 6 DEC 2016
... years' experience in the Australian equity markets and has held a number of roles with firms including Merrill Lynch, RBS Morgans and RM Capital. Radford has held senior roles at Rivkin Securities and Shaw and Partners, and has extensive investment management ...

Antipodes LIC launches on ASX

ALEX BURKE  |  TUESDAY, 18 OCT 2016
... adviser to the listing was Seed Partnerships; the issue was arranged through NAB, which was also a joint lead manager with Morgans, Morgan Stanley, Ord Minnett and Taylor Collison.

ASIC hands down multiple bans

KERRIE SYDEE  |  WEDNESDAY, 27 JUL 2016
... providing financial services for five years. Batros was an authorised representative with financial services licensee, Morgans Financial, between January 2012 and August 2014. The ban follows an ASIC investigation that found Batros sold shares and options ...

SMSF Association partners with Morgans to raise standards

MARK SMITH  |  THURSDAY, 26 MAY 2016
The SMSF Association has formed a new partnership with stockbroking and wealth management firm Morgans Financial to improve professional standards in the SMSF sector. The association and Morgans have committed to work together to provide a range of ...

Blue Sky announces $66 million equity raising

ALEX BURKE  |  WEDNESDAY, 11 MAY 2016
... said, 10.27 million new Blue Sky ordinary shares will be issued, "assuming the full amount is raised." Ord Minnett and Morgans Corporate have been appointed as joint lead managers for the initiative. The proposed entitlement offer consists of an accelerated ...

Australian Ethical appoints equities analyst

KERRIE SYDEE  |  WEDNESDAY, 23 MAR 2016
... Ethical has appointed Mark Williams to its investment team as an equities analyst. Williams joins Australian Ethical from Morgans where he worked as an analyst. Prior to this he worked for ABN AMRO/RBS/CIMB. Australian Ethical chief investment officer ...

HNW advice group faces licence conditions

LAURA MILLAN  |  TUESDAY, 1 DEC 2015
... high net worth investors is facing having conditions placed on its licence by ASIC following serious breach incidents. Morgans Financial representatives were monitored by ASIC, which identified "a number of serious breach incidents over recent years." ...

Chi-X adds advice, stockbroking market participants

LAURA MILLAN  |  TUESDAY, 29 SEP 2015
... financial planning licensees have joined the Chi-X Australia trading platform. Stockbroker OpenMarkets and advice firms Morgans and Shaw and Partners are now part of the Chi-X platform, which has 34 other market participants. Chi-X Australia is a subsidiary ...