Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 61 - 70 of 1790 results for "Monitor"

ASIC to monitor union redundancy funds

ELIZA BAVIN  |  THURSDAY, 27 NOV 2025
Following a consultation process that was launched in June, ASIC has outlined its approach to the regulation of employee redundancy funds under the Corporations Act 2001 (Corporations Act), once the current relief expires on 1 April 2026. Operators ...

FX coaching platform handed additional conditions over compliance failures

MATTHEW WAI  |  WEDNESDAY, 26 NOV 2025
... action is warranted. "Compliance with the financial reporting and notification obligations is important to allow ASIC to monitor the AFSL's financial health on a timely basis and ensure the licensee is solvent and can demonstrate they continue to ...

Super funds lagging RIC obligations: Pulse Check

ELIZA BAVIN  |  WEDNESDAY, 26 NOV 2025
... retirement as a central tenet of their overall business strategy, with appropriate governance structures to execute and monitor retirement-focused initiatives. The report added that funds need to work on measuring impact and outcomes with an increasing ...

Two financial services directors fined $15k over reporting failures

MATTHEW WAI  |  TUESDAY, 25 NOV 2025
... cracking down on reporting failures. "It is important that AFS licensees lodge timely reports with ASIC so that ASIC can monitor their financial health and make sure they meet their financial obligations under law," Court said. "Financial reporting misconduct ...

SMC makes recommendations to safeguard super

ELIZA BAVIN  |  MONDAY, 17 NOV 2025
... conflicted remuneration guidance considering practices highlighted by the two collapses. Sixth, use data-driven surveillance to monitor risk in high rates of super switching or SMSF establishment to identify consumer harm risks early and act sooner. ...

SQM Research faces court over 'favourable' rating of Shield

MATTHEW WAI  |  THURSDAY, 13 NOV 2025
ASIC is suing SQM Research over its 'favourable' rating for the Shield Master Fund, marking the first time the watchdog has acted against a research house. ASIC alleges that the research house failed to obtain information needed to properly ...

ASX names chief compliance officer

MATTHEW WAI  |  TUESDAY, 11 NOV 2025
ASX has appointed a former APRA general counsel to the role of chief compliance officer, reporting to chief executive Helen Lofthouse. Lucinda McCann is succeeding Daniel Moran, who announced his resignation in July after 15 years at the exchange. McCann ...

Super funds a "standout" in risk and compliance hiring: Kaizen

RIDDHIMA TALWANI  |  MONDAY, 10 NOV 2025
Superannuation funds have been a standout driver of governance, risk and compliance (GRC) hiring, according to a report by Kaizen Recruitment. The latest salary guide by the recruitment firm found pockets of resilience and emerging opportunities in ...

HESTA, Vision Super divest Israeli securities

KARREN VERGARA  |  FRIDAY, 7 NOV 2025
... to overlook human rights abuses. HESTA confirmed the move, saying that as part of its investment strategy, "we closely monitor and assess geopolitical events, risks, and their potential impacts on our portfolio." "To protect member returns, a couple ...

Majority of SMSF establishments based on bad advice: ASIC

KARREN VERGARA  |  THURSDAY, 6 NOV 2025
Nearly two thirds of SMSFs established under the recommendations of a financial adviser are unsuitable to their needs and put retirement savings at risk, an ASIC review reveals. Of 100 financial advice files investigated, 62 failed to demonstrate compliance ...