Search Results | Showing 21 - 30 of 1825 results for "Monitor" |
| | | NAB-owned online broker WealthHub Securities has been hit with a $1.055 million penalty after ASIC found it failed to accurately report regulatory data more than 9.5 million times over a decade. ASIC said he reporting failures undermined the corporate ... |
| | | | Co-investments and the secondaries market are driving a fresh wave of private equity deals, with super funds emerging as major players, but in a tougher, slower season for the asset class, endurance is key. Investors looking at private equity for the ... |
| | | | ... to derivative trade repositories. Accurate reporting is necessary to enhance the capacity of regulators to oversee and monitor systemic risk and help detect and prevent potential market abuse, ASIC said, noting Deutsche Bank's failure is "undermining ... |
| | | | ASIC has cancelled the Australian financial services licence (AFSL) of contracts for difference (CFD) issuer Trive Financial Services Australia, after determining the company was no longer carrying on a financial services business in Australia. The ... |
| | | | The SMSF Association (SMSFA) has welcomed the Australian National Audit Office's (ANAO) review of the Australian Taxation Office's regulation of self-managed super funds, describing it as a timely opportunity to assess whether the regulatory framework ... |
| | | | Investment Control Systems (ICS) has been selected to provide strategic investment data management and analytics solution for a UK specialist fund manager via its ATHENA platform. ICS will implement ATHENA to consolidate Impax Asset Management's core ... |
| | | | The market watchdog has made interim stop orders against two products operated by Stratfund, suspecting deficiencies in the target market determinations (TMD) for both products. Offered under the Australian Fixed Income Fund, the products in question ... |
| | | | ... regulators, agree on the lead and participating agencies and industry participants, review the performance of such sandboxes, monitor industry and technology developments, and support coordination between regulators on financial innovation," it said. ... |
| | | | ... advice licensee's business model before they are onboarded. This is a clear breach of trust." The report urged trustees to monitor fee caps based on an appropriate cost of advice, set appropriate minimum balance requirements to deduct advice fees, review ... |
| | | | Generation Life has provided an update regarding a cyber incident that took place in April, confirming information of a "limited number" of individuals has been impacted. The business suffered a cyber incident that involved an unauthorised third-party ... |
|