Search Results | Showing 71 - 80 of 1790 results for "Monitor" |
| | | Metrics Credit Partners has strongly supported ASIC's calls for the private credit industry to deliver enhanced standards and says it looks to play a leading role in the process. ASIC's deep dive into the private credit sector revealed fund managers ... |
| | | | Private credit fund managers downplay the risks of their products and flout basic disclosures of the state of their investments, ASIC's investigation reveals, fearing they have the potential to harm investors, the sector itself and the broader financial ... |
| | | | APRA is proposing changes to superannuation funds' arrangements with non-traditional service providers (NTSPs), which forms part of the newly implemented CPS 230. APRA said the proposed amendments will clarify its expectations for super funds' arrangements ... |
| | | | Aware Super has appointed Simon Warner as chief investment officer, replacing outgoing CIO Damian Graham, who announced his intention to step down from the role in May. Warner, who joined Aware Super in 2023 as head of portfolio management, will lead ... |
| | | | ... more appropriate and sustainable." The Life CCC does not set industry policy or design products; rather, its role is to monitor compliance with the Life Insurance Code of Practice, she adds. Product limitations Monument says she is not aware of life ... |
| | | | Rest Super's operational due diligence team is defecting to Channel Capital in a major coup for the local investment manager. The move comes as Channel Capital launches a specialist global operational due diligence (ODD) business to meet growing ... |
| | | | The retirement savings of thousands of Australians have been lost in the First Guardian and Shield failures and, while investigations are ongoing, the blame for their collapse and the misconduct that led to it is being passed around like a football ... |
| | | | ... highest civil penalty in Australian history. Chief among the bank's failures were in its reporting and to reasonably monitor customers for transactions related to possible child exploitation. It also failed to assess the money laundering and terrorism ... |
| | | | ... due diligence. The regulator also reviewed offshoring practices of AFSLs and found that many fail to adequately assess, monitor and audit their arrangements thus putting their processes and business at risk. Additionally, after assessing two large fund ... |
| | | | Most financial advice licensees that rely on offshore service providers (OSPs) fail to adequately assess, monitor and audit their arrangements thus putting their processes and business at risk, a new ASIC investigation reveals. ASIC's review of 10 financial ... |
|