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Showing 61 - 70 of 151 results for "Financial Reporting"

Northern Trust scores $20bn mandate

KARREN VERGARA | THURSDAY, 15 OCT 2020

... Spencer's Pension Trust appointed Northern Trust to provide asset servicing solutions, such as custody, financial reporting and analytics, to the M&S Pension Scheme, a defined benefit pension scheme of which M&SPT is trustee. The scheme has about ...

New requirements for SMSFs

ELIZA BAVIN | WEDNESDAY, 24 JUN 2020

... reporting requirements of certain for-profit private sector entities which will no longer be able to self-assess financial reporting requirements and prepare special purpose financial statements (SPFS) if their trust deeds were created or amended on ...

ASIC revokes AFSL suspension, cancels another

ELIZA BAVIN | TUESDAY, 19 MAY 2020

... tangible assets of $150,000. "Ausfunds had not maintained this level of financial resources over two consecutive financial reporting periods, despite reminders from its auditor about the financial requirements of its AFS licence," the regulator said. ...

Industry fund adds to executive leadership

HARRISON WORLEY | FRIDAY, 1 MAY 2020

... worked with several financial services and member based organisation clients. Statewide said Dyda excels in financial reporting and due diligence, and pointed to the various leadership roles she has held across her time with the firm. "I am very confident ...

SMSF auditors come under fire

ALLY SELBY | THURSDAY, 23 APR 2020

... suspended for independence breaches, in addition to deficiencies in auditing asset valuation and compliance with financial reporting requirements and failing to obtain signed financial statements, and breaching CPD requirements. In addition to these ...

ASIC winds up three financial services companies

ELIZA BAVIN | WEDNESDAY, 8 APR 2020

... suspension period. The regulator said the firm has failed to obtain membership of AFCA and had breached its financial reporting and audit obligations. Financial Standard could not obtain any further information on My Wealth Adviser.

ASIC suspends Melbourne-based AFSL

ELIZA BAVIN | WEDNESDAY, 11 DEC 2019

... to the conditions of its AFS licence," ASIC said. "Australian Golden Securities has not yet fulfilled its financial reporting and audit obligations." The regulator said the suspension period will provide the company with the opportunity to do all things ...

ASIC reveals advice remediation progress

HARRISON WORLEY | THURSDAY, 1 AUG 2019

... Commonwealth Securities, with Commonwealth Private, Commonwealth Financial Planning, Financial Wisdom and Count Financial reporting no staff were working on the program. All CBA entities except Commonwealth Securities and Commonwealth Private reported ...

Sydney advice firm loses AFSL

KANIKA SOOD | FRIDAY, 5 JUL 2019

... had failed to obtain membership of the Australian Financial Complaints Authority (AFCA) and had breached its financial reporting and audit obligations. The suspension took effect at the end of March and ASIC was to decide whether to cancel the licence ...

ASIC suspends advice group AFSL

ELIZABETH MCARTHUR | THURSDAY, 2 MAY 2019

... failed to obtain membership of the Australian Financial Complaints Authority (AFCA), therefore breaching its financial reporting and audit obligations. ASIC's licence suspension for the firm took effect at the end of March, and ASIC says it will consider ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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