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Showing 771 - 780 of 818 results for "Corporations Act"

Advisors in Australia must hold license: ASIC

... operating without an AFS license. The orders follow declarations by the Court that Morgan Price contravened the Corporations Act by carrying on a financial services business in Australia without holding the required licence. The Court also declared that ...

ASIC releases new policy on takeover relief

... expanded policy on takeover relief designed to give bidders, targets and holders certainty in complying with the Corporations Act while maintaining the principles behind takeover regulation. Policy Statement 159 titled Takeovers: Discretionary Powers ...

Tasmanian adviser faces 110 ASIC charges

... was used for his own purposes. The charges were laid under the Superannuation Industry (Supervision) Act, the Corporations Act and the Tasmanian Criminal Code, following a joint investigation by ASIC and the Tasmania Police Fraud Investigation Services. ...

Wattle net widens as four directors plead guilty

... District Court to being knowingly concerned in the promotion of prescribed interests, in contravention of the Corporations Act. Messrs Robert Murray Cooper and Brian Michael Wood, both directors of the company, each pleaded guilty to 21 counts. Messrs ...

Wattle administrators sentenced

... on 15 charges of being knowingly concerned in the promotion of prescribed interests, in contravention of the Corporations Act. Messrs Mackay and Allen were each sentenced to 18 months imprisonment, fully suspended upon entering into a $5000 recognisance ...

Two Wattle administrators given suspended sentence

... to 48 charges of being knowingly concerned in the promotion of prescribed interests, in contravention of the Corporations Act. Mrs Corbett, a former director of Anscor, and Mr Corbett, a current Anscor director, were each sentenced to 20 months imprisonment ...

ASIC gives clean bill to ASX, commends its high integrity

... Lucy, ASIC deputy chairman. "The new requirement ensures that the ASX has an accountability to ASIC under the Corporations Act." The report covers both the ASX and ASX Futures markets, and concludes that each has suitable market supervisions processes ...

ASIC issues draft SRI guidelines

... factors in the product disclosure statements (PDSs) of investment products. ASIC said that recent reforms to the Corporations Act mean that investment products are now required to disclose this information in a PDS. The reforms also provide ASIC with ...

Former WA directors banned by ASIC

... Messrs Healy and Wheeler entered into a Part 10 agreement with their creditors under the Bankruptcy Act. Under the Corporations Act, entering into a Part 10 agreement automatically disqualifies a person from managing companies until their creditors have ...

ASIC issues urgent insurance warning to Cootamundra Insurance clients

... insurance brokers under the IABA and have failed to gain a licence under the financial services provisions of the Corporations Act 2001. ASIC also allege that Mr and Mrs Richards and C&A Richards arranged contracts of insurance on behalf of a number ...