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Showing 751 - 760 of 816 results for "Corporations Act"

ASIC bans Perth investment adviser for 18 months

... Following an investigation, ASIC found that Robert John Gibellini failed to comply with his obligation under the Corporations Act to take reasonable care to match clients' particular needs to the investments he recommended. ASIC also found that he had ...

Disciplinary board rescinds convicted Sydney auditor's registration

... Transactions Reports (FTR) Act. The Board found that the offences involved dishonesty, and as required by the Corporations Act, cancelled Ms Rule's registration as an auditor. In July 2002, Ms Rule pleaded guilty to two charges of being knowingly concerned ...

Two Victorian accountants face fraud charges: ASIC

... Commission (ASIC). Craig Leigh Treloar pleaded guilty to 20 charges under the Crimes Act and three charges under the Corporations Act, while Gregory John Wilson pleaded guilty to one count each under the Crimes Act and Corporations Act. ASIC alleges ...

Wattle saga sees another administrator sentenced

... to 12 charges of being knowingly concerned in the promotion of prescribed interests, in contravention of the Corporations Act. The charges were brought by the Australian Securities and Investments Commission (ASIC). Six of the charges relate to TFA and ...

Southcorp fined $100,000 for disclosure breach

... that the information should have been disclosed to the ASX under its Listing Rules and in accordance with the Corporations Act, rather than to selected analysts. Southcorp shares fell seven per cent in the day after the release of the information and ...

Unlicensed managed investment schemes to be wound up

... unlicensed operator of managed investment schemes, involving mortgages, in contravention of the Corporations Law and Corporations Act. Directors of Atlantic 3 have given undertakings to the Court preserving assets of the company until 12 January 2004 ...

Former South Australian stockbrocker sentenced

... 1999 and January 2000, despite his disqualification from managing companies until 12 September 2004. Under the Corporations Act, Mr Rich had been previously disqualified from managing corporations within five years from his release from jail on 4 June ...

ALP's Stephen Conroy urges greater corporate governance

... particular resolution which was passed at the Boral AGM in October and its effects on the interpretation of the Corporations Act." He also stressed the need for regulatory bodies like the Australian Securities and Investments Commission (ASIC) to have ...

Two disqualified directors sentenced following ASIC probe

... result of becoming an undischarged bankrupt in September 2000, Mr Novak was automatically disqualified under the Corporations Act from managing corporations. However an ASIC investigation found that Mr Novak had continued to hold his position as a company ...

Gold Coast company director committed for trial: ASIC

... Securities and Investments Commission (ASIC). Mr Daswani was committed for trial in relation to 15 charges under the Corporations Act and 12 charges under the Criminal Code of Queensland. ASIC said the Corporations Act charges relate to allegations that ...