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Showing 751 - 760 of 833 results for "Corporations Act"

ASIC cancels Halifax Partners' Australian financial services licence

... Mr Jason Foote. Halifax had earlier been subject to an investigation by ASIC regarding contraventions of the Corporations Act 2001. ASIC found the company had failed to comply with reporting requirements to ASIC concerning changes to key personnel and ...

Federal Court makes orders in relation to Primelife Investment schemes

... and to report to the Court, because ASIC is concerned that the schemes are not registered as required under the Corporations Act 2001 (the Act). The matter is scheduled for further directions on 15 December 2004.

QBE Insurance issues $530 mln in convertible securities

AAP  |  TUESDAY, 21 SEP 2004
... with Rule 144A under the US Securities Act of 1933. The SCS will only be offered for sale in Australia under the Corporations Act to persons who will invest at least $500,000.

ASIC gives ASX thumbs up

... assessment to the Australian Stock Exchange (ASX) for its performance of its market operator obligations. The Corporations Act requires that the regulator assess annually, the performance of the ASX in running the exchange and to determine whether the ...

Shareholders have the power; ASIC

... confirmed only shareholders of a public company have the power to remove company directors. ASIC referred to The Corporations Act 2001 citing only the shareholders can remove a director of a public company and that attempts by directors to remove another ...

Rivkin vows to fight claims heading for the federal court

AAP  |  WEDNESDAY, 4 AUG 2004
... Network Ltd and Cole Kablow Superannuation Pty Ltd were all in breach of the insider trading provisions of the Corporations Act,\" RFS said.

Takeovers Panel agrees to ASIC withdrawing Gribbles complaint

AAP  |  WEDNESDAY, 21 JUL 2004
... shareholder, EC Medical Investments (ECMI) to comply with the tracing and substantial holding provisions of the Corporations Act. ASIC had said it was concerned about the lack of disclosure of the ultimate owners of a controlling stake in a listed company. ...

Cayman Islands insurer banned from trading after ASIC action

AAP  |  TUESDAY, 15 JUN 2004
... licence. The court ordered against Triton and Trans Pacific carrying on any business in contravention of the Corporations Act. But it may deal in financial products, including insurance, through an AFS licensee in Australia.

ASIC takes Market Traders to court

AAP  |  FRIDAY, 11 JUN 2004
... financial services (AFS) license or being appropriately authorised by an AFS license holder, in breach of the Corporations Act. The watchdog also alleges Mr Beaumont and Mr Vevera provided financial product advice about foreign exchange contracts or ...

ASIC issues stop orders against six debenture prospectuses

AAP  |  FRIDAY, 30 APR 2004
... instruments may be more secure than they actually are. ASIC warns that issuers and advisers must adhere to the Corporations Act, which sets out in very clear terms how debentures can be described.