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Showing 731 - 740 of 817 results for "Corporations Act"

Unlicensed company stopped from issuing securities

... advertising 'risk free' returns of 10 per cent per annum on loans provided to it. Ameya also contravened the Corporations Act 2001 by publicly offering securities. Ameya's director Deepak Avarsare has agreed to cease making investment offers immediately ...

Market produce company director banned

... payments to related entities after it had been placed into external administration. ASIC banned Mr Andrews under the Corporations Act 2001 as a company director of two or more failed companies that have been wound up but according to the liquidator had ...

ASIC clarifies breach notification requirements of AFSLs

... what to include in a breach report and how to inform ASIC of a breach. Holders of an AFSL are required by the Corporations Act 2001 to identify breaches or likely breaches they consider significant and report them in writing to ASIC. Determining whether ...

ASIC accepts National Australia Bank's enforceable undertaking

... will be submitted to ASIC to allow the regulatory body to monitor National's compliance with its AFSL and the Corporations Act. ASIC Chairman Jeffrey Lucy said "ASIC looks forward to seeing the improvements that this enforceable undertaking will bring ...

ASIC cancels Halifax Partners' Australian financial services licence

... Mr Jason Foote. Halifax had earlier been subject to an investigation by ASIC regarding contraventions of the Corporations Act 2001. ASIC found the company had failed to comply with reporting requirements to ASIC concerning changes to key personnel and ...

Federal Court makes orders in relation to Primelife Investment schemes

... and to report to the Court, because ASIC is concerned that the schemes are not registered as required under the Corporations Act 2001 (the Act). The matter is scheduled for further directions on 15 December 2004.

QBE Insurance issues $530 mln in convertible securities

AAP  |  TUESDAY, 21 SEP 2004
... with Rule 144A under the US Securities Act of 1933. The SCS will only be offered for sale in Australia under the Corporations Act to persons who will invest at least $500,000.

ASIC gives ASX thumbs up

... assessment to the Australian Stock Exchange (ASX) for its performance of its market operator obligations. The Corporations Act requires that the regulator assess annually, the performance of the ASX in running the exchange and to determine whether the ...

Shareholders have the power; ASIC

... confirmed only shareholders of a public company have the power to remove company directors. ASIC referred to The Corporations Act 2001 citing only the shareholders can remove a director of a public company and that attempts by directors to remove another ...

Rivkin vows to fight claims heading for the federal court

AAP  |  WEDNESDAY, 4 AUG 2004
... Network Ltd and Cole Kablow Superannuation Pty Ltd were all in breach of the insider trading provisions of the Corporations Act,\" RFS said.