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Showing 731 - 740 of 833 results for "Corporations Act"

ASIC moves against a high-yield investment scheme.

... his own purposes. ASIC also alleged Hoy offered shares in Biograd Filters Pty Ltd, which was in breach of the Corporations Act 2001. The Supreme Court of Queensland has moved to restrain Hoy from making statements or disseminating information private ...

Federal Court reconsiders KordaMentha remuneration claim

... work done by them in assisting ASIC with its investigation and the two proceedings in the Federal Court. "The Corporations Act provides a procedure for the approval of administrators remuneration. ASIC will continue to examine the conduct of administrators ...

Unregistered investment scheme shut down

... were set up to promote the scheme and ASIC believes these organisations along with Peat may have breached the Corporations Act as the investment plan was not registered and no disclosure documents were ever provided to the scheme's contributors. The ...

ASIC acts against wealth management promoter

... also seek declarations from the Federal Court that both McIntyre and 21st Century Academy have contravened the Corporations Act 2001.

Primelife's settlement with ASIC comes at a high price

... regulator sought action against Primelife and other defendant concerning unregistered schemes as required under the Corporations Act 2001, which meant investors were not properly informed of their investment decisions nor was information property disclosed ...

ASIC's 'Super Switching' campaign catches Tasmanian adviser

... Services Partners failed to give a statement of advice to four clients within the time frame required under the Corporations Act 2001. This action occurred during the period September 2004 to October 2004. Moore has been charged with four counts of failing ...

Eight year gaol sentence for former financial adviser

... conduct in relation to a financial product or service, while carrying on a financial services business, under the Corporations Act 2001. Between March 1995 and March 2001 Higgins was a director of Macquarie Towns Financial Services and a licensed financial ...

ASIC and APRA move to streamline intra-fund transfers

... prior to the intra-fund transfer. This includes notice to be given to transferred members under s1017B of the Corporations Act 2001 and a product disclosure statement for the new product they will acquire at least 30 days before the intra-fund transfer ...

Former financial adviser guilty of 18 criminal charges

... conduct in relation to a financial product or service while carrying on a financial services business under the Corporations Act, in the Local Court of NSW. Higgins' plea comes after ASIC brought 21 charges of dishonest misconduct against him in May ...

AFSLs growing in number

... that do not include all the information requested will be considered incomplete and, as stipulated under the Corporations Act, we will not accept them for lodgement." Johnston also warns holders of AFSLs that the regulator will be conducting random checks ...