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Showing 761 - 770 of 816 results for "Corporations Act"

ASIC eases disclosure requirements on managed investment warrants

... warrant and the underlying product. ASIC said the relief ensures the disclosure obligations under Part 7.9 of the Corporations Act apply uniformly to warrants, regardless of the nature of the underlying product to which the warrants relate. As the warrants ...

ASIC bans Darling Point financial adviser

... in part, to breach various conditions of its dealers licence, and to engage in other conduct in breach of the Corporations Act. ASIC established that Mr Lloyd-Cocks assisted AIF in requiring its clients to sign discretionary authorities allowing AIF ...

ASX releases proposed listing rule changes

AAP  |  MONDAY, 20 OCT 2003
... general meetings. "The amendments are designed to eliminate duplicate regulation under the Listing Rules and the Corporations Act and to offer listed entities a wider variety of choices in capital raising," the ASX said in the exposure draft. "This revised ...

ASIC moves to restrain Aloe project financiers

... investors for the outstanding balance of their loans. ASIC alleges that EGF breached various provisions of the Corporations Act, the ASIC Act and the Trade Practices Act relating to the representations made to relevant investors, in both the AAL prospectus ...

Four sentenced in Wattle investigation

... guilty to 21 counts of being knowingly concerned in the promotion of prescribed interests, in contravention of the Corporations Act. The charges against Messrs Cooper and Wood relate to fourteen investors who lost approximately $652,795 invested in the ...

ASIC releases FSR relief applications overview

... its decisions regarding recent applications for relief from licensing, conduct and disclosure provisions of the Corporations Act 2001, as amended by the Financial Services Reform Act 2001 (FSRA). "ASIC intends to issue these overviews at least twice-yearly ...

Rans former finance manager charged

... collapse of Rans Management Group Pty Ltd. David Easden, of Victoria, faces a total of five charges under the Corporations Act relating to his role as the former finance manager of Rans. ASIC alleges that Mr Easden failed to maintain proper books of ...

Labor proposes stronger corporate disclosure measures

... company and other directors (when standing for election) and doubling current penalties for serious breaches of the Corporations Act 2001. The office of the Parliamentary secretary to the treasurer Ian Campbell has promised to provide the Financial Standard ...

Advisors in Australia must hold license: ASIC

... operating without an AFS license. The orders follow declarations by the Court that Morgan Price contravened the Corporations Act by carrying on a financial services business in Australia without holding the required licence. The Court also declared that ...

ASIC releases new policy on takeover relief

... expanded policy on takeover relief designed to give bidders, targets and holders certainty in complying with the Corporations Act while maintaining the principles behind takeover regulation. Policy Statement 159 titled Takeovers: Discretionary Powers ...