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Showing 741 - 750 of 983 results for "Registered"

ASIC bans ABC LC auditor

BEN COLLINS  |  THURSDAY, 9 AUG 2012
... creditors $1.6bn, forcing the sale of 1200 childcare centres. Under the EU, Green is prevented from practicing as a registered auditor for a period of five years. Following conclusion of the suspension, he is also required to submit his first five audits ...

Independent dealer groups on efficiency drive

MELANIE TIMBRELL  |  TUESDAY, 31 JUL 2012
... core of many conversations we're having at the moment," Stevens said. Colonial First State Custom Solutions is the new registered business name of Avanteos Investments. The Custom Solutions retail FirstWrap platform was previously known as the Avanteos ...

Family office tech suitability highlighted

MELANIE TIMBRELL  |  WEDNESDAY, 25 JUL 2012
... may be marketed as an investment cash pool for clients, the reality is that the majority of these are constructed as registered management investment schemes - making them subject to the provisions of the Corporations Act 2001 (Cth) and its associate ...

KiwiSaver 5 years going strong

ALEX DUNNIN  |  WEDNESDAY, 18 JUL 2012
... opt-out proportion is down sharply from 20.1% in 2009, showing how widely accepted the scheme has become. There are 32 registered KiwiSaver funds, funds which employers can assign as their company default super funds in a similar way how MySuper will ...

Dodd-Frank sees rise in virtual family offices

MELANIE TIMBRELL  |  FRIDAY, 13 JUL 2012
... of clients served based upon their legal or genetic connection to the family tree. "Otherwise, they must file as a registered investment advisor and shoulder the associated annual regulatory burden," wrote managing partner Steve Randolph. The changing ...

Market Wrap

AAP  |  WEDNESDAY, 11 JUL 2012
... season, a eurozone deal to help support Spain and its banks, and disappointing Chinese trade data. A slump in confidence registered by a US small-business survey and warnings on the corporate front "became the 'anxiety du jour'," Charles Schwab & Co ...

SMSF auditor competency education push

MELANIE TIMBRELL  |  TUESDAY, 26 JUN 2012
... on experienced SMSF auditors who have audited 20 or more funds within the previous 12 months." All auditors must be registered with ASIC by 1 July 2013 to conduct SMSF audits, with registration requiring a tertiary accounting qualification including ...

ASIC winds up unregistered managed investment scheme

BEN COLLINS  |  FRIDAY, 15 JUN 2012
... located in overseas trading accounts which ASIC says belonged to investors in Master Fund and 13 other schemes not registered with ASIC. ASIC had that money returned to Australia for the benefit of investors, including almost US$1 million for investors ...

ASIC warns against fake investment group

LINDA HAUSKEN  |  TUESDAY, 12 JUN 2012
... while quoting the Australian Financial Service (AFS) licence and Australian Company Number (ACN) of a legitimately registered AFS licence holder. ASIC said the prospective investors are asked to transfer funds into a bank account in the name of Diversified ...

Trio: ASIC evidence insufficient to prosecute Flader

LINDA HAUSKEN  |  WEDNESDAY, 6 JUN 2012
... jailed, banned from providing financial services, prevented from managing corporations or prevented from acting as a registered auditor. The regulatory action has affected the directors of Trio, various financial planners who recommended Trio and Trio's ...