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Showing 731 - 740 of 3708 results for "Order"

Plaintiff seeks to ring fence Dixon penalty

KARREN VERGARA  |  THURSDAY, 25 NOV 2021
A plaintiff in the Piper Alderman-led class action against Dixon Advisory is attempting to ring fence the $7.2 million civil penalty determined by ASIC. Kosen-rufu, an applicant in a class action against Evans & Dixon (now E&P Financial Group) and subsidiary ...

QSuper faces class action over excess premiums

JAMIE WILLIAMSON  |  THURSDAY, 25 NOV 2021
... notice informed members that they did not have to take any action and the changes would occur automatically when in fact, in order to ensure the correct premiums would be charged, they did need to elect to have the quantum of premiums be determined by ...

Adviser jailed for illegal super access

KARREN VERGARA  |  WEDNESDAY, 24 NOV 2021
... for the second count. The sentences will be served concurrently. He was also sentenced to an 18-month community correction order, including 100 hours of unpaid community work. Apogee revoked Saad's authority in October 2017 and reported his conduct ...

Super funds failing three-day transfer requirement

ELIZABETH MCARTHUR  |  WEDNESDAY, 24 NOV 2021
... create the need for minor adjustments. Rollover V3 has been no different and the ATO have been proactive and responsive in order to help all participants be compliant," the spokesperson said. "The three-day deadline applies in instances where a fund ...

ASIC enforces licence conditions on ASX

ANNABELLE DICKSON  |  WEDNESDAY, 24 NOV 2021
... some market participants did not have business continuity plans in place when ASX Centre Point went down but ASX's LIT order book and Chi-X remained available. The corporate regulator concluded an independent review on ASX in August.

Caddick's assets will be sold

ELIZABETH MCARTHUR  |  TUESDAY, 23 NOV 2021
The assets of missing alleged conwoman Melissa Caddick, including a Sydney home worth more than $6 million, must be sold to pay back victims. The Federal Court has found Caddick and her company, Maliver, carried out a financial services business without ...

Treasurer announces FIRB, RBA appointments

CHLOE WALKER  |  MONDAY, 22 NOV 2021
... for her leadership and service to the community via a range of honours including her 2019 appointment as an Officer of the Order of Australia, an Honorary Doctorate from Monash University as well as being recognised with the Leading Philanthropist Award ...

More mergers, minimal awareness: KPMG

JAMIE WILLIAMSON  |  THURSDAY, 18 NOV 2021
... faced with the challenges arising from a lack of scale - and they are proactively investigating possible merger options in order to improve outcomes for their members," KPMG superannuation partner David Bardsley said. "APRA is concerned about proposed ...

Mawhinney lawyer accuses ASIC of trial by media

ELIZABETH MCARTHUR  |  THURSDAY, 18 NOV 2021
... this is ASIC's motivation with these new proceedings given the strength of our client's appeal case." The contempt order is in relation to allegations that Mawhinney has continued to raise funds through financial products, even though ASIC banned ...

ASIC files contempt application against Mawhinney

ELIZABETH MCARTHUR  |  TUESDAY, 16 NOV 2021
... ASIC filed a contempt application in the Federal Court against James Mawhinney, the founder of Mayfair 101. The contempt order is in relation to allegations that Mawhinney has continued to raise funds through financial products, even though ASIC banned ...