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Showing 671 - 680 of 2218 results for "Systems"

ASIC drops CBA investigation

ALLY SELBY  |  THURSDAY, 27 AUG 2020
... improve operational risk management and compliance at the bank." As of June 2018, the bank had spent over $400 million on systems and processes relating to AML/CTF compliance, Comyn said, as well as hiring senior leaders to oversee financial crime compliance. ...

Link suffers in COVID environment

ELIZA BAVIN  |  THURSDAY, 27 AUG 2020
... enabled us to design and implement innovative solutions for our clients, often at very short notice. These include new systems and processes for the ERS scheme and the provision of virtual meeting technology," McMurtie said. "We successfully worked through ...

AIST calls for top-ups for low-income ERS recipients

ANNABELLE DICKSON, KANIKA SOOD  |  MONDAY, 24 AUG 2020
... to employers responsible for administrating small amounts of superannuation however advances in technology and payroll systems mean that this reason is no longer valid." AIST noted that those impacted by this threshold are more likely to be women, those ...

ASIC takes action against RI Advice

ELIZABETH MCARTHUR  |  FRIDAY, 21 AUG 2020
ASIC has commenced proceedings in the Federal Court against RI Advice for failing to have adequate cyber security systems. ASIC said its action is in response to a number of alleged cyber security breaches through authorised representatives of RI Advice. ...

Iress posts mixed half year results

ANNABELLE DICKSON  |  THURSDAY, 20 AUG 2020
... noted a 12% increase in revenue on the previous corresponding period as a result of its acquisition of QuantHouse and O&M Systems. The advice segment grew 14% on the previous corresponding period and reflected the growth in independent licensees and ...

Industry veterans launch dealer group

ALLY SELBY  |  MONDAY, 17 AUG 2020
... and bounds ahead of most of the competition. "Part of that reason is that they are just legacy businesses using legacy systems, whereas we have kicked off on July 1 with some shiny new toys that we can take to market to help advisers with their productivity," ...

Emerging market debt rebounds

ELIZA BAVIN  |  WEDNESDAY, 12 AUG 2020
... manage their economies," he said. "Policymakers are trying to maximise economic output, while not overrunning health care systems. It's become a calibration process, with variations in levels of effectiveness by country." Godfrey said in terms of investment ...

FSC calls for scaled advice model

ALLY SELBY  |  TUESDAY, 11 AUG 2020
... functional currency election to certain trusts and partnerships. The FSC also recommended an overhaul of legacy technology systems, urging the government to establish a rationalisation framework to encourage financial services companies to invest in ...

ASX reviewing CHESS replacement feedback

ALLY SELBY  |  THURSDAY, 6 AUG 2020
... COVID-19 pandemic had seen a significant increase in trading volumes, the ASX said, highlighting a need to replace older systems across the industry with more flexible, innovative technology. "This requires prioritisation by ASX and CHESS users, but ...

Pershing convicted for client breaches

ANNABELLE DICKSON  |  THURSDAY, 6 AUG 2020
... payments out of a client money account. Magistrate Atkinson said it was Pershing's responsibility to ensure that there were systems in place that reflected what was required by law. "There is a strong need for general deterrence. Even though the defendant ...