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Showing 681 - 690 of 2264 results for "Systems"

Vale Chi-X founder

ELIZA BAVIN  |  MONDAY, 25 JAN 2021
... ICCH for the Asia Pacific region. In 1992, he founded and worked for his own company developing market infrastructure systems, including clearing systems, and back office, risk management and order management systems used by Australian brokers. "Notwithstanding ...

Crackdown on ERS scams continues

ELIZA BAVIN  |  MONDAY, 18 JAN 2021
... super," the spokesperson said. "The ATO has extensive integrity measures in place to protect the tax and superannuation systems from fraud, including identity fraud. "Australians can have confidence in the security measures the ATO has in place to protect ...

Northern Trust wins First Sentier mandate

KANIKA SOOD  |  WEDNESDAY, 6 JAN 2021
... compliance were a part of CBA and not directly CFSGAM. At the time of the rebrand, the company said it planned to have its own systems around legal, risk, HR, enterprise and IT systems. Northern Trust is the second-largest custodian in Australia, after ...

ASIC to review impact of ASX outage

KANIKA SOOD  |  TUESDAY, 22 DEC 2020
... violated their market operating licences. On November 16 at 10:24 am, ASX halted trading on ASX Trade after switching to new systems over the preceding weekend. The outage lasted for one day and was followed by problems with the ASX Centre Point, a dark-pool ...

Charles Schwab fails consumers, cops fine

KARREN VERGARA  |  TUESDAY, 22 DEC 2020
... event of an insolvency. It made a false statement to the FCA claiming that its auditors confirmed that it had adequate systems and controls in place to protect client assets when it did not. Additionally, CSUK carried out a regulated activity without ...

Industry fund renews Link partnership

KARREN VERGARA  |  THURSDAY, 17 DEC 2020
... and operational objectives". Cbus group executive of member and employer experience Marianne Walker said processes and systems will be created to support the fund's scale and growth and Link will look to continuously improve services, efficiencies and ...

Regulators alert trustees of new obligations

KARREN VERGARA  |  TUESDAY, 15 DEC 2020
... strategies for members. The regulators are encouraging trustees to "consider both regimes in tandem when they look to build systems and processes". "This is necessary and appropriate to ensure that both sets of obligations are implemented in an efficient ...

Advice firm launches dealer group

JAMIE WILLIAMSON  |  MONDAY, 7 DEC 2020
... competitive advantage in a space that, while experiencing significant change, is still dominated by large groups and legacy systems. "You would have thought that [technology] would have caught on, but maybe we have to be the ones that prove it works ...

ASIC consults on consumer remediation

ELIZABETH MCARTHUR  |  THURSDAY, 3 DEC 2020
... said it has seen some good practices by licensees but has also seen many remediations caused - or blown out - by ongoing systems failures resulting in significant costs to licensees and further harm to consumers. "There are opportunities for firms to ...

Council of Financial Regulators monitors ASX, cybersecurity

ANNABELLE DICKSON  |  WEDNESDAY, 2 DEC 2020
... the council said. "The Council noted that Chi-X's trading facilities were operational throughout the outages of ASX systems in the week of November 16." The members have asked to be informed of the outcomes of the ASX's review and response to the ...