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Showing 631 - 640 of 687 results for "Proceedings"

Thirty dealer groups up for $300m in Westpoint recovery

... funder, IMF, the firm is ferreting out the Westpoint group's remaining assets and insurance policies, ahead of launching proceedings for approximately 600 clients. "At the moment we are trying to ascertain what assets and insurance policies there are ...

Machiavellian Macville gets prison term

... failing to comply with the provisions of the group's AFS licence and referred the matter to ASIC who then launched legal proceedings. The regulator said this should serve as a stern warning to those who abuse their position because a four year jail term ...

Vision and CARE merger 'talks' to tackle fund differences

... talks may reach some "broad conclusions" in the coming three or four months, but warns that would only be the start of proceedings, which look likely to necessitate substantial re-shuffles.

APRA punishes errant super trustees

... rightfully belonged to the members of the company's superannuation fund for its own purposes. APRA instigated civil proceedings in the Federal Court against the trustees where they were found to be in breach of the arms length dealing rules and the sole ...

Morningstar Research now suing parent

... loss and damage as a result of the conduct of Morningstar Inc and some of its directors, as complained of in these proceedings. These proceedings seek to recover such damages. This is important because I remain a substantial albeit disenfranchised shareholder. ...

ASIC bans SMSF adviser

... injunctions permanently restraining Manito and Preston in December 2004. The regulator issues further federal court proceedings against Preston and SRS after 34 Melbourne clients were recently approached by SRS to have their superannuation rolled into ...

ASIC moves against unlicensed business

The Australian Securities and Investments Commission (ASIC) has begun proceedings in the Federal Court in Perth against David Alan Zohar and Swancove Enterprises Pty Ltd (Swancove) following an investigation into written advertisements and the operation ...

ATO calls on SMSF trustees to get it right

... of any superannuation fund. The ATO says there have been cases where the funds of an SMSF have been seized in debt proceedings relating to the trustee as the assets were not marked as belong to the fund. ATO deputy commissioner for superannuation Mark ...

Federal Court reconsiders KordaMentha remuneration claim

... KordaMentha the Court has ordered a committee of inspection consider the claim for the remuneration. The orders follow fresh proceedings made by Mark Korda and Mark Mentha of KordaMentha following a decision handed down by the Federal Court last December ...

ASIC acts against wealth management promoter

... which claim to teach people how to make money and excel in the 21st Century while asleep. The charges follow ASIC's proceedings in March 2005 against McIntyre and 21st Century Academy on the basis that they had provided financial services without holding ...