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Showing 631 - 640 of 674 results for "Lodge"

Three months to go as ASIC fast tracks AFS licence applications

The Federal Government has continued to remind financial sector participants about the need to apply for their AFS licences promptly, with only three months remaining until the end of the transition to the Financial Services Reform (FSR) Act. Parliamentary ...

AMP shareholders vote in favour of demerger proposal

AAP  |  TUESDAY, 9 DEC 2003
AMP Ltd shareholders today voted overwhelmingly in favour of the troubled financial services group spinning off its ailing British business from its Australasian operations. More than 300 shareholders turned up to a special meeting in Sydney to vote ...

APRA cracks down on lax regulatory reports

... superannuation funds, the industry regulator has announced. The proposed legal action relates to the failure of the trustees to lodge annual regulatory returns on time. APRA also says up to 500 funds could be dissolved as part of the same action, with ...

ASIC begins investigation into NRMA complaints

... regulator said. It said that NRMA members who want to raise new concerns about the half-board election or AGM with ASIC can lodge a complaint through ASIC's website or forward their concerns in writing. ASIC said that it would not be making any further ...

van Eyk amends Granite Three Pillars prospectus after investor feedback

In response to feedback from the investor market, van Eyk Research has decided to amend the calculation of its Performance Fee contained within the Granite Three Pillars Ltd prospectus. Last week van Eyk announced it had joined forces with White Funds ...

Secretary to Treasurer confirms no extension to AFS licence deadline

... 2003 will be processed before the end of the transition period. It is therefore imperative that all intending licensees lodge applications with ASIC as soon as possible and by no later than this date."

Funds management arm in pipeline for Rivkin Financial Services

AAP  |  FRIDAY, 21 NOV 2003
Rivkin Financial Services Ltd chairman Jordan Rivkin said today the board was looking closely at commencing a funds management arm. He told shareholders at the company's annual general meeting today that the company returned a net profit of $1.33 million ...

ASIC bans Darling Point financial adviser

The Australian Securities and Investments Commission (ASIC) has banned Martin Lloyd-Cocks, a financial adviser from Darling Point NSW, from acting as a representative of a securities dealer or investment adviser for five years. Mr Lloyd-Cocks was an ...

Midday market wrap: Shares, bonds both ease on stronger US data

The Australian share market opened in negative territory, following a fall in the United States market on Friday night. At early trade the benchmark S&P/ASX 200 index was 9.3 points weaker at 3239.2 while the all ordinaries index fell 7.6 points to ...

ASIC releases eLicensing V.4 and AFS Licensing Kit

The Australian Securities and Investments Commission (ASIC) today released the fourth version of its eLicensing system - together with an updated version of the Australian financial services (AFS) Licensing Kit - for entities wishing to apply for an ...