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Showing 631 - 640 of 2026 results for "Application"

FASEA responds to concerns

ELIZABETH MCARTHUR  |  FRIDAY, 20 DEC 2019
... a third party for advice and services provided to their client, even if these are non-financial products." 4. The application of the code within business structures On this point, FASEA said the code only applies to relevant providers - not the broader ...

New head for Sydney Stock Exchange

ELIZA BAVIN  |  TUESDAY, 17 DEC 2019
... Australian listed landscape and bring some fresh, positive options to the market." Go said the SSX's first accepted listing application of AGEO Resources was a good example of the exchange's new approach. "AGEO Resources is a local company that has developed ...

Half of all AFSL applications approved

ELIZABETH MCARTHUR  |  MONDAY, 16 DEC 2019
... keen to foster a better understanding of the nature of ASIC's decision-making, what we consider when receiving an application and what is likely to increase the time required to consider an application." He encouraged prospective applicants and licensees ...

ASIC winds up alleged unregistered scheme

ELIZA BAVIN  |  FRIDAY, 13 DEC 2019
ASIC has taken steps to wind up an unregistered managed investment scheme. The regulator said it has filed an application seeking leave to apply for further orders in the Federal Court in Western Australia to wind up the alleged unregistered managed ...

Dealer group launches transition support service

HARRISON WORLEY  |  FRIDAY, 13 DEC 2019
A privately-owned licensee is launching a support service to assist advice firms in transitioning to an individual AFSL and has appointed a national practice consultant to lead the initiative. Lifespan Financial Planning will launch Lifespan Partnership ...

IOOF, ANZ transaction gets green light

ELIZA BAVIN  |  TUESDAY, 10 DEC 2019
APRA has approved IOOF's application to purchase ANZ's superannuation business. The decision to allow the purchase of OnePath Custodians and Oasis Funds Management comes from APRA after it was granted the legislative power to approve or refuse an application ...

Super fund PDSs to include single cost of product figure

HARRISON WORLEY  |  FRIDAY, 29 NOV 2019
ASIC has updated its guidance to superannuation funds and issuers of managed investment products on fees and cost disclosure, with a suite of new requirements set to apply from late-2020. The corporate regulator released an updated version of Regulatory ...

APRA responds to industry concerns

ELIZA BAVIN  |  THURSDAY, 28 NOV 2019
... concerns over the proposed guide in submissions. The regulator said a number of submissions sought clarity on the application of the outcomes assessment to choice products, and some challenged APRA's view that an RSE licensee is unable to undertake the ...

Westpac gives investors an out

HARRISON WORLEY  |  THURSDAY, 28 NOV 2019
... who applied for shares before AUSTRAC made its allegations against the bank public. Those wishing to withdraw their application for share purchase plan shares have until 5pm (AEDT) on Friday, December 6 to do so. Unveiled during the bank's full-year ...

ASIC outlines Code of Ethics expectations

ELIZA BAVIN  |  TUESDAY, 26 NOV 2019
The Australian Securities and Investment Commission has outlined what it expects of advice licensees in regards to enforcing the Code of Ethics, saying it will not monitor or enforce individual advisers' compliance. The regulator said under the Corporations ...