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Showing 601 - 610 of 855 results for "Code"

Former FPA chair joins Tax Practitioners Board

DARREN SNYDER  |  FRIDAY, 11 DEC 2015
... and tax (financial) advisers; investigating breaches of the Act; and imposing sanctions for non-compliance with the Act's Code of Professional Conduct. The FPA said for financial planners that have not yet registered with the TPB, the notification period ...

Government releases adviser education legislation

ALEX BURKE  |  FRIDAY, 4 DEC 2015
... determined by an "independent, industry-established standard setting body" which will also be charged with creating an adviser code of ethics. The standards body will commence operations on July 1, 2016, and the new education and training legislation ...

Super governance saga continues

DARREN SNYDER  |  THURSDAY, 3 DEC 2015
... Bank of Australia (RBA) Governor and Treasury Secretary Bernie Fraser to lead the development of a best practice governance code of conduct for not-for-profit superannuation funds by 30 April 2016.

Pessimistic investment horizon for super

DARREN SNYDER  |  THURSDAY, 3 DEC 2015
The investment horizon for superannuation funds and other asset owners is at best pessimistic because the financial services industry is yet to fully wake from the Global Financial Crisis (GFC). Principles for Responsible Investment (PRI) chair Martin ...

Governance bill loses Senators' support

DARREN SNYDER  |  WEDNESDAY, 2 DEC 2015
... Bank of Australia (RBA) Governor and Treasury Secretary Bernie Fraser to lead the development of a best practice governance code of conduct for not-for-profit superannuation funds by 30 April 2016. A joint statement said the review will assess global ...

FoFA end marks start of new advice era

LAURA MILLAN  |  MONDAY, 30 NOV 2015
... standards. One of the most relevant measures is the creation of a new independent body that will develop the curriculum, a code of ethics and the exam that all advisers will need to pass if they want to be on the register developed earlier this year ...

FPA awards associate adviser of the year

LAURA MILLAN  |  FRIDAY, 20 NOV 2015
... recognises the achievements of Financial Planner AFP members who are committed to professional development and adhere to the FPA Code of Professional Practice. "John has received this award because he upholds high professional and ethical standards ...

Banking and Finance Oath reshuffles board

LAURA MILLAN  |  FRIDAY, 13 NOV 2015
... now head the BFO, an initiative that encourages individuals working in the financial services industry to sign an ethics code. Laker is an economist by training, has had an extensive career in the Reserve Bank of Australia (RBA) and has also worked for ...

Culture is the 'glue' that drives growth

MICHELLE BALTAZAR  |  FRIDAY, 30 OCT 2015
... while many people understand the concept of the 'formal' culture, defined as the policies and processes in place (e.g. dress code), business growth is ultimately driven by the 'informal' culture, the one that arises from corridor conversations or water ...

Santa Mario brings cheers

BENJAMIN ONG  |  FRIDAY, 23 OCT 2015
... to say in the old times." "Vigilant" as they say in old times indeed! "Vigilant" his predecessor's - Jean-Claude Trichet - code word for "rate cuts" back in his days. The super one also reiterated his pledge to use "all tools" at his disposal to lift ...