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Showing 41 - 50 of 1387 results for "Licence"

Future Group to buy Towers Watson RSE licence

JAMIE WILLIAMSON  |  FRIDAY, 27 FEB 2026
Future Group is acquiring the Towers Watson Superannuation licence as it looks to bring the trustee function in-house. Future Group entered an agreement with Willis Towers Watson in July 2025 to acquire the extended public offer licence and is currently ...

Governance issues on the rise: ASIC

ELIZA BAVIN  |  WEDNESDAY, 25 FEB 2026
... registered liquidators. Financial services and retail investor issues totalled 44%, relating to credit issues, general licence obligations, unregistered managed investment schemes, unlicensed provision of financial services conduct, and other conduct ...

ASIC reviews lead generators again, names advisers using them

JAMIE WILLIAMSON  |  WEDNESDAY, 18 FEB 2026
... warns that lead generators that mislead consumers, utilise high pressure tactics or provide financial services without a licence will risk contravening the law. Licensed persons or entities that engage the services of lead generators acting in this way ...

Centrepoint offloads lending solutions business

KARREN VERGARA  |  TUESDAY, 17 FEB 2026
... accounts and platforms. Under the agreement, Centrepoint said it will retain the lending-as-a-service (LaaS) business, credit licence, and salaried brokers so that advisers continue to access integrated lending solutions without operating a sub-scale ...

ASIC cancels AFSL of Qld securities dealer

MATTHEW WAI  |  MONDAY, 16 FEB 2026
ASIC has cancelled the Australian financial services licence (AFSL) of Pulse Markets, a wholly owned subsidiary of BIR Financial, for providing incompetent financial services, including inadequate supervision of its corporate authorised representatives ...

Senate questions APRA's role in Shield, First Guardian disaster

KARREN VERGARA  |  FRIDAY, 13 FEB 2026
... savings, according to ASIC. In December 2025, APRA accepted a court enforceable undertaking from Netwealth and imposed licence conditions on Diversa Trustees and Equity Trustees to address investment governance-related concerns. The panel further asked ...

ASIC imposes licence conditions on Cambridge Mercantile

ANGELIQUE MINAS  |  THURSDAY, 12 FEB 2026
ASIC has imposed additional conditions on the Australian financial services licence (AFSL) of Cambridge Mercantile's local branch, following ongoing compliance failures in its foreign exchange derivatives business. The Corpay subsidiary misclassified ...

Another MWL Financial Services adviser banned

ANGELIQUE MINAS  |  THURSDAY, 12 FEB 2026
... First Guardian Master Fund (First Guardian) collapse. In August 2025, ASIC cancelled MWL's Australian Financial Services licence, banning one of the firm's directors and its responsible manager. ASIC has also sought to commence proceedings against MWL ...

FIIG Securities fined $2.5m for lengthy cyber failures

JAMIE WILLIAMSON  |  TUESDAY, 10 FEB 2026
FIIG Securities will pay $2.5 million over cybersecurity failures that went on for years and saw the private data of clients compromised and, in some cases, leaked. ASIC brought its case against FIIG Securities in March 2025 after it found the firm ...

Commonwealth Super Corp to consolidate legacy IT systems

MATTHEW WAI  |  MONDAY, 9 FEB 2026
... it was found to have inadequately prepared to effectively oversee and manage the change by APRA, who imposed additional licence conditions on the super fund to rectify the issue. To ensure the limited-service period does not extend beyond the said period ...