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Showing 41 - 50 of 61 results for "Class Order"

ASIC reviews prospectus disclosure of CRAs

MICHELLE BALTAZAR  |  FRIDAY, 11 SEP 2009
... attempt to enhance protection to retail investors. "ASIC is seeking public comment on whether to withdraw current class order relief that allows issuers of investment products to cite credit ratings in disclosure documents without the consent of credit ...

Aust and HK strengthen retail ties

RUTH LIEW  |  TUESDAY, 8 JUL 2008
... industry in a bid to encourage local funds to make the most out of the mutual recognition. Similarly, ASIC will issue a class order shortly providing Hong Kong authorised funds with a 'conditional relief' from registration in Australia and from certain ...

Advisers have 30 days to issue SoA

HAMISH MADDEN  |  TUESDAY, 19 JUN 2007
... that investors were in urgent need of advice for how to deal with their super in the lead-up to the 30 June deadline. Class Order 07/447 Temporary extension of time for SOA delivery means advisers are now obligated to issue an SoA within 30 days of advice ...

ASIC provides guidance on superannuation calculators

... from some of the conduct and disclosure provisions in Part 7.7 of the Corporations Act 2001 (the Act). Under the ASIC Class Order (CO 05/611) 'Relief for providers of superannuation calculators' providers who meet certain minimum conditions, do not require ...

Interim relief for super fund product disclosure extended

... the Australian Securities and Investments Commission (ASIC) decided to extend the relief provided from the Act under Class Order [CO 05/346] Deferral of s1012IA - amendment. Under s1012IA of the Act superannuation trustees are required to provide fund ...

ASIC reveals financial services refinement projects

... Financial Services Reform (FSR). Relief will be provided in the appropriate circumstances. The regulator plans to issue a class order relief by August 2005 to allow unlicensed product issuers to provide a simpler GAW in their advertising. Rules surrounding ...

ASIC documents and expands relief rulings

... given to financial service providers from certain provisions of the Corporations Act 2001, and has also issued a new class order broadening the relief available to responsible entities of managed investment schemes. The report covering ASIC's rulings ...

ASIC moves to fine tune financial services guides

... providers in disclosing additional remuneration requirements currently required by the Corporations Regulations 2001. The Class Order (CO 05/27) Financial Services Guides - Tailoring Relief exempts financial service providers from including any additional ...

ASIC and APRA move to streamline intra-fund transfers

A new class order by ASIC will permit members of funds to be transferred between products within a fund without the members' consent as the industry moves towards the rationalisation of fund products. The class order - CO 04/1574 Application form and ...

Licensing relief for securitisation special purpose vehicles

... having to obtain an Australian Financial Services Licence (AFSL). The relief is effective as of 1 July 2005 under 'Class Order 04/1526: Securitisation special purpose vehicles'. ASIC has extended the transitional period to 30 June 2005 for participants ...