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Showing 581 - 590 of 1907 results for "licensee"

ASIC opens breach reporting consultation

ANNABELLE DICKSON  |  THURSDAY, 22 APR 2021
... licensees. ASIC will require licensees to lodge breach reports in a prescribed form within 30 calendar days after the licensee is aware of a reportable situation. There will also be an obligation to report an investigation into whether there is a reportable ...

MLC GM joins dealer group

ELIZABETH MCARTHUR  |  TUESDAY, 20 APR 2021
... talent, experience and reputation join the team," Lawler said. "We have worked hard over the last few years to build a licensee offer that supports advisers in what we view as a new era of advice. Jasia's appointment represents a step up in our efforts ...

HUB24 FUA up on acquisitions

ANNABELLE DICKSON  |  TUESDAY, 20 APR 2021
... in net inflows, up 41% on March 2020 and $200 million higher than the previous quarter. The platform recorded 28 new licensee agreements with large boutiques and self-licensed practices throughout the March quarter. The acquisition of Ord Minnett's Portfolio ...

Government opens consultation on key advice reforms

JAMIE WILLIAMSON  |  MONDAY, 19 APR 2021
... 2023 to ensure all advisers are registered. From 1 January 2023, no new adviser will be able to practice until their licensee has confirmed their registration. While licensees are not answerable to the FSCP under the proposed laws, licensees may incur ...

Netwealth FUA crosses $40 billion

KANIKA SOOD  |  FRIDAY, 16 APR 2021
... previous corresponding period to $2.3 billion. Netwealth attributed this to $900 million lower inflows from its largest licensee. Of the $41.8 billion net FUA, 66.4% is now fee-paying, up from 62.1% at March 2020 as Netwealth shifted to a new pricing ...

Delay breach reporting law: AFA

KARREN VERGARA  |  FRIDAY, 16 APR 2021
... when required. ASIC should publish breach report data annually not only aggregated by breach type but also by individual licensee, Hayne suggested. One main issue the AFA highlighted is that the law deviates from the concept of significant breach reporting ...

Risk advice most sought-after among Kiwis

KARREN VERGARA  |  THURSDAY, 15 APR 2021
An overwhelming 70% of products that New Zealand financial advisers recommend are life insurance products, according to the country's financial markets regulator. New statistics released by the Financial Markets Authority (FMA) reveals that risk products ...

ASIC extends advice relief measure

KARREN VERGARA  |  THURSDAY, 15 APR 2021
... existing clients whose personal situations have changed due to COVID-19, and if the client sees advisers from the same licensee or practice, but not their usual adviser. The present advice must be in relation to existing financial products that the client ...

ClearView adds advice growth role

ANNABELLE DICKSON  |  THURSDAY, 15 APR 2021
... Wisdom. In his new role, Mantineo will be responsible for adviser recruitment at Matrix Planning Solutions and LaVista Licensee Solutions. He will report to ClearView general manager, licensee services, Todd Kardash. Kardash said the appointment reflects ...

Research reveals true value of advice

KARREN VERGARA  |  WEDNESDAY, 7 APR 2021
Unadvised Australians are open to receiving financial advice, according to an IOOF survey, which also highlighted the qualitative benefits that improve lifestyles and overall wellbeing. IOOF's The True Value of Advice report, which canvassed over ...