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Showing 561 - 570 of 687 results for "Proceedings"

TO Panel silences Mariner

BEN COLLINS  |  THURSDAY, 26 JUL 2012
... the time of making its application that it would not use or disclose confidential information provided to it in the proceedings or directly or indirectly participate in canvassing in any media," said the Takeovers Panel in a statement yesterday. "The ...

Six more staff to leave Wilson HTM

BEN COLLINS  |  TUESDAY, 17 JUL 2012
... and had flagged the option in a statement to the Australian Stock Exchange. The broker is also bogged down in legal proceedings, after former clients of its structured products arm Next Financial claimed interest rates had been forced up in two protected ...

Mariner lodges TO panel complaint

BEN COLLINS  |  MONDAY, 16 JUL 2012
... its complaint, however, a sitting panel is yet to be appointed and no decision had been made over whether to conduct proceedings. Austock chief executive officer and director Bill Bessemer earlier said the he was unable to "see any merit" in Mariners ...

ASIC winds up unregistered managed investment scheme

BEN COLLINS  |  FRIDAY, 15 JUN 2012
... Supreme Court of New South Wales to wind up an unregistered managed investment scheme operated by Secured Bond Ltd. In proceedings on 28 May 2012, the Supreme Court also made final orders appointing Barry Taylor of HLB Mann Judd as liquidator of the ...

ASIC obtains order banning derivatives trading director

BEN COLLINS  |  TUESDAY, 24 APR 2012
... William King, formerly of Brighton, Victoria, being removed from the financial services industry for six years. In proceedings brought by Australian Securities & Investments Commission (ASIC) against Camelot Derivatives Pty Ltd and King, the Federal ...

ASIC achieves settlement for Westpoint investors

CLAIRE MCGREAL  |  MONDAY, 5 DEC 2011
... million in compensation in a settlement reached by ASIC against Queensland firm Strategic Joint Partners. ASIC started proceedings against Strategic Joint Partners (SJP) in 2008, over concerns it had been negligent and was in breach of licence conditions ...

First State Super chief handles furore over tech security

ELISE BURGESS  |  WEDNESDAY, 19 OCT 2011
First State Super has told Financial Standard it will not be pursuing legal proceedings against the 'goodwill hacker' who exposed a security flaw in its system, with the two parties to instead resolve any issues together. Michael Dwyer, chief executive ...

Opus Capital offers EU olive branch to ASIC

ELISE BURGESS  |  FRIDAY, 14 OCT 2011
... and will be strictly enforced." As the issue of NTA compliance has now been resolved by Opus, licence cancellation proceedings before the Administrative Appeal Tribunal (AAT) have been resolved by consent orders.

Market Wrap - Midday

AAP  |  MONDAY, 29 AUG 2011
... sentiment. "On Friday, Fed chairman (Ben) Bernanke did not seem inclined to hit the panic button at this stage of proceedings and this tone seemed to rub off on risk assets as stocks pushed higher to end the week," Mr Waterer said. In the heavily-anticipated ...

ASIC jobs cut as responsibilities rise

ALISON BEVEGE  |  FRIDAY, 22 JUL 2011
... report by Thomson-Reuters noted that ASIC would be hampered by risks and potential costs from instigating civil penalty proceedings against those who breach the rules and would prefer infringement notices and enforceable undertakings. Sydney University ...