Search Results | Showing 561 - 570 of 4681 results for "Issues" |
| | | ... also doesn't reflect the SEC's stance on the legal status of other crypto assets or the existing non-compliance issues among some market participants. Meanwhile, SEC commissioner Caroline Crenshaw expressed strong dissent, labelling the regulator's ... |
| | | | ... gradual amplification of its efforts in the retirement space. In 2022 the group added an expert in retirement public policy issues to its government affairs team, and last year it acquired retirement income fintech Retiree Inc. "The new Global Retirement ... |
| | | | ... 420,000 complaints, helping to secure $1.3 billion in compensation or refunds for consumers. In addition, AFCA's systemic issues work - where it identifies wider issues than a single complaint - has resulted in 4.9 million people receiving more than ... |
| | | | ... because it did not disclose to the market material information that it was or ought to have been aware of. This included issues with existing infrastructure and its Research team, instances of suspected insider trading, plagiarism of third-party research ... |
| | | | ... her shoulder while working, citing the non-disclosure of her prior unrelated hospitalisations for serious mental health issues as fraudulent. ASIC alleged Zurich, the legal successor in the case, breached its duty of utmost good faith by failing to consult ... |
| | | | ... and a client fee consent form. While the FAAA said it is supportive of reducing these to one form, it pointed out some issues of how it would affect ongoing fee arrangements. Advisers should still be required to have clients sign a standard fee consent ... |
| | | | ... of a claim against the auditors by all the SMSFs that invested with Maliver on the assumption they experienced the same issues as his client. "Our Statement of Claim makes it clear that there are multiple occasions in which auditors ought to have, if ... |
| | | | BT has forecast that the unexpected surge in Australian property values, fuelled by population growth and a housing shortage in major cities, is set to galvanise financial advice discussions focused on superannuation and tax strategies. "Good old real ... |
| | | | ... 2021 assessment by ACSI and AHRC found that boards were reactive, rather than preventative, in their approach to these issues. ACSI chief executive Louise Davidson said sexual harassment "is a material risk that can expose companies to significant reputational ... |
| | | | ... was given contradictory information and statements, while the effect of the scaled advice he provided excluded "critical issues that were relevant to the client's subject matter". Rogers also used a rate of return in the benefit comparison that was inappropriate. ... |
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