Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 551 - 560 of 4092 results for "Conduct"

Industry mega trends impacting distribution roles

ELIZABETH FRY  |  MONDAY, 11 SEP 2023
... progress those discussions in a much more technical and thoughtful way." The message is clear: if distribution people cannot conduct those conversations, she adds, it will be hard for asset managers to keep pace with the growth in superannuation funds. ...

AustralianSuper sued over multiple accounts

JAMIE WILLIAMSON  |  FRIDAY, 8 SEP 2023
... than one account and merge those accounts where it was deemed to be in the member's best interests. ASIC says the conduct went on for close to a decade, from 1 July 2013 to 31 March 2023. This, despite it being legislated in 2013 that funds must ...

APRA finds signs of step change in remuneration practices

ANDREW MCKEAN  |  THURSDAY, 7 SEP 2023
APRA has found early signs of change in the remuneration practices of financial services entities in a review of how Prudential Standard CPS 511 has been applied. In a letter to all APRA-regulated entities, the regulator said it was pleased with the ...

Spaceship launches US investing service

JAMIE WILLIAMSON  |  WEDNESDAY, 6 SEP 2023
Spaceship users now invest as little as $10 in a range of US-listed ETFs and stocks. Launched yesterday, Spaceship's new US investing service is available to Spaceship Voyager customers for just $2 extra a month, who can execute unlimited trades with ...

Government passes FAR legislation

KARREN VERGARA  |  WEDNESDAY, 6 SEP 2023
... industries and to increase transparency and accountability across these industries-both in relation to prudential matters and conduct related matters," the bill shows. FAR imposes four core sets of obligations on senior staff members and executives ...

Most trustees pass Canva valuation test: APRA

KARREN VERGARA  |  MONDAY, 4 SEP 2023
... understand their responsibilities and take accountability for their investment governance framework. "APRA will continue to conduct reviews of RSE licensee practices in relation to SPS 530, with the objective of appropriate and equitable member outcomes ...

Strategic reset delivers for Count

JAMIE WILLIAMSON  |  WEDNESDAY, 30 AUG 2023
... Commonwealth Bank as part of the Count Financial sale agreement, with the timeframe for notification of any further indemnified conduct to end on October 1. "Count delivered profit growth in all segments during a period of intense change and despite ...

LGT Crestone hires from Future Fund

ELIZABETH FRY  |  MONDAY, 28 AUG 2023
LGT Crestone is expanding its investment team with the appointment of Matthew Tan as senior asset allocation specialist. Tan's recruitment has boosted LGT Crestone's in-house investment team to 22. He joins from the Future Fund where he spent ...

Legacy issues, business overhaul plague E&P results

KARREN VERGARA  |  FRIDAY, 25 AUG 2023
... to creditors suffering significant losses. "The group is not a party to the proceedings. The allegations relate to the conduct of Mr Ryan in his capacity as a director of Dixon Advisory & Superannuation Services Pty Limited (Administrators Appointed) ...

Treasury names new ASIC commissioners

KARREN VERGARA  |  FRIDAY, 25 AUG 2023
... responsibility for data and digital economic reforms, small business policy, and regulatory frameworks governing market conduct. Her appointment is effective September 11. Kirkland has led CHOICE for over 11 years. He has worked with the corporate regulator ...