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Showing 501 - 510 of 1643 results for "Investigation"

Venture capital firm in data breach

KARREN VERGARA  |  WEDNESDAY, 3 MAR 2021
... acquire a copy of files containing the personal information of fewer than 1000 California residents. As part of our investigation, we have analysed the contents of the affected email mailbox and determined that it contained your personal information ...

ASIC drags CommSec to court

ELIZABETH MCARTHUR  |  MONDAY, 1 MAR 2021
... adequate systems and processes in place to ensure compliance. "CommSec and AUSIEX have co-operated with ASIC's investigation and entered into a Statement of Agreed Facts and Contraventions (SOAFAC)," ASIC said. "ASIC alleges, and CommSec and AUSIEX ...

Remains of Melissa Caddick found

ELIZABETH MCARTHUR  |  FRIDAY, 26 FEB 2021
... missing woman Melissa Caddick, the woman who claimed to be a financial adviser and is the subject of an ongoing ASIC investigation. The human remains were discovered on a beach on the NSW South Coast on 21 February 2021. NSW Police said a group of people ...

Link flags PEXA listing

KARREN VERGARA  |  THURSDAY, 25 FEB 2021
... Some £2.54 billion ($4.5 billion) of capital has been returned to investors as at 31 December 2020. "As the FCA investigation is an ongoing and confidential process, Link Group cannot speculate or make any further comment on it. As at the date of these ...

ATO begins stimulus fraud convictions

ELIZA BAVIN  |  THURSDAY, 25 FEB 2021
... said. Saleh received $3000 from his false May 2020 claim, but his June claim was stopped by the ATO pending further investigation. Saleh pleaded guilty to the charges after admitting to the ATO that he had been dishonest in his applications. ATO deputy ...

ASIC extends olive branch to inside traders

KANIKA SOOD  |  WEDNESDAY, 24 FEB 2021
... first person who satisfies the immunity criteria and reports the misconduct to ASIC prior to commencement of an investigation into the conduct. "Individuals who do not meet the criteria for immunity are still encouraged to cooperate with ASIC and will ...

Woodford flags comeback

KARREN VERGARA  |  WEDNESDAY, 17 FEB 2021
... to be able to operate. The watchdog is still investigating the downfall of the Woodford Equity Income Fund. "The investigation is being appropriately resourced and is progressing, though there has been some impact on accessing certain documents and witnesses ...

Super scammer permanently banned

ELIZABETH MCARTHUR  |  MONDAY, 15 FEB 2021
... charged with 20 dishonesty offences in 2018, as well as one offence for falsifying books as a company director. An investigation by ASIC found that McSweeny had transferred or directed others to transfer funds from bank accounts holding client funds. ...

ASX profits slide, names chair

ANNABELLE DICKSON  |  THURSDAY, 11 FEB 2021
... investment. The exchange noted the outage of its equity platform ASX Trade in November but did not acknowledge the ongoing investigation undertaken by ASIC. ASX chief executive Dominic Stevens said the incident overshadows the work it has made in recent ...

ASIC faces cybersecurity attack

KARREN VERGARA  |  WEDNESDAY, 27 JAN 2021
... prevent third-party cyber data breaches and compliance violations with its enterprise content firewall. While the investigation is ongoing, ASIC said, it appears that "there is some risk that some limited information may have been viewed by the threat ...