Search Results | Showing 31 - 40 of 771 results for "AFSL" |
| | | After receiving Royal Assent on November 27, ASIC is urging all financial advisers who service retail clients to register before the 1 February 2024 final deadline. From this date, advisers otherwise known as relevant providers who provide personal ... |
| | | | ... enforceable undertaking from iExtend Holdings Company (iExtend) after investigating concerns that it was operating without an AFSL. The undertaking also relates to iExi Pty Ltd, which trades as iExtend. Documents show the investigation commenced in June ... |
| | | | ASIC has suspended JB Markets' Australian financial services licence (AFSL), restricting the firm to only terminating existing client arrangements. The corporate regulator revoked JB Markets' AFSL due to non-compliance with financial requirements and ... |
| | | | ... Concurrently, Fortnum is set to purchase Australian Unity Personal Financial Services (PFS), the entity holding the advice AFSL. The private wealth company will continue to provide licensing and business support for PFS's network of 155 self-employed ... |
| | | | Financial advisers who are both a relevant provider and a registered tax agent now satisfy the definition of a "qualified tax relevant provider" without having to undertake specific courses, according to ASIC. The corporate regulator said it made a ... |
| | | | ... financial advisers. Last month, it launched Infinity Capital Solutions (ICS), an investment management division with its own AFSL. ICS offers asset management, portfolio management, digital tools, and fixed income solutions to other advice firms. In ... |
| | | | ... financial accounts and auditor's reports for each financial year from 30 June 2020 to 30 June 2022. ASIC revoked the AFSL of APC Securities in July, coinciding with Sutton's permanent ban. ASIC found Sutton unfit to provide financial services ... |
| | | | With the number of financial advisers stabilised at around 16,000 after falling 43% from its December 2018 peak, forecasting by Rainmaker Information has sought to determine whether demand for advice over the coming decade can be met. According to Rainmaker ... |
| | | | ... the Magistrates' Court of Victoria, which were laid in July 2022, in relation to the unlicensed advice provided. The AFSL of Australian Dealer Group was also cancelled. |
| | | | ... marketing video was played, and in the video, Grubisa can be heard stating that she possessed both a credit licence and an AFSL. While she speaks points appear on the screen which read "lawyer, ASIC Credit Licensee, AFS Licensee, Migration Agent's ... |
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