The latest issue of Financial Standard now available as an e-newspaper
|Showing 31 - 40 of 100+ results for "AFSL"|
|... in the market at the moment with many advisers exploring their options including switching licensees or gaining their own AFSL," he said. "ClearView is in a unique position because it has the ability to continuously invest in its offer and the flexibility ...|
|... settling services after 30 June 2021." The requirement for those involved with insurance claims handling to be covered by an AFSL is one of the reforms to come out of the Royal Commission. Claims handling and settling services were previously excluded ...|
|... those circumstances was a failure by Westpac to do all things necessary to ensure that the financial services covered by its AFSL were provided efficiently, honestly and fairly," court documents read. The action follows ASIC's investigation of 11 major ...|
|... has over 20 years' experience as a financial adviser. "The biggest drawcard for joining Count Financial is that they are an AFSL that believes in advice first, with no conflicts of interest in manufactured product," Stevens said. "They are not aligned ...|
|... from 2.3x-2.8x. Radar Results founder John Birt said financial advisers who have sold their clients and moved them off their AFSL can sell their AFSL, a process in which the buyer will acquire the company that owns the asset or the AFSL. "Directors and ...|
|... misappropriating investor funds through her company Maliver and was posing as a financial adviser even though she did not have an AFSL. The day Caddick went missing, ASIC raided her home to search for evidence. ASIC clarified that it had to withdraw ...|
|... Australia. Supervised Investments already had an investment agreement with HGL for The Supervised Fund but operated under its own AFSL. Supervised Investments has been brought into the HGL group as a wholly owned and managed fund manager. HGL said it ...|
|... they actually are," Aware group executive, advice and financial planning Sarah Forman said. Aware integrated the StatePlus AFSL into the fund in 2019 when it was still known as First State Super. At the start of 2020 First State had 232 financial advisers ...|
|... US-based value manager Barrow Hanley after paying about $465 million to buy a 75% stake in the latter. Laurence received an AFSL for his new boutique last month and is now raising for a "founder class" of units in his global equities strategy. The boutique ...|
|... obligations and must appoint an independent expert to review these areas of concerns. Last January, ASIC suspended AxiCorp's AFSL for four months after finding that it failed to comply with certain financial services laws. Among those breaches include ...|
ASIC issued a stern warning to employers and their superannuation fund provider about influencing employees' choice of super funds.
UBS Asset Management appointed BlackRock's chief operating officer as country head for Australia and New Zealand.
The chief investment officer of Ellerston Capital has been appointed a director of a $40 billion superannuation manager.
SMSF technology provider Class has agreed to be acquired by HUB24 via a scheme of arrangement.
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