Search Results | Showing 61 - 70 of 935 results for "AFSL" |
| | | ... stablecoins, tokenised securities and digital asset wallets, are now required to carry an Australian financial services licence (AFSL) in line with Information Sheet 225 (INFO 225) and the recently proposed law reform by the government, which is currently ... |
| | | | ... adequately address fees for no service misconduct by Lighthouse Partners, one of its representatives. ASIC cancelled the AFSL of Crown Wealth in March 2024, after it was placed into voluntary administration. It was previously allowed to provide advice ... |
| | | | ... standards and ASIC in licensing, consumer credit, privacy and oversight of frameworks and governance. ASIC granted Morningstar an AFSL in October, enabling the firm to continue issuing credit ratings for consideration by wholesale clients exclusive to ... |
| | | | ... First Guardian highlight the potential issues." To resolve the current system, Gosselin said a research house should hold an AFSL and improve the transparency and accuracy of fund research, adding that the payment system needs to be changed as well. ... |
| | | | ... the earlier suspension of four advisers in July. On August 25, ASIC cancelled MWL's Australian financial services licence (AFSL) and banned its director and responsible manager. Since February 2022, funds totalling more than $480 million have been invested ... |
| | | | ... was also a director of Insurance Network Services Australia (INSA), and a responsible manager on Freedom Insurance's AFSL. Oayda was engaged by INSA as a consultant to deliver services to INSA and Freedom Insurance. In 2022, ASIC secured more than ... |
| | | | ... recommend managed accounts have voiced concerns about the conflicts of interest that infiltrate the ecosystem, especially when an AFSL is the provider of its own managed accounts products in the form of separately managed accounts (SMAs). Deloitte Access ... |
| | | | ... hearing about health practitioners encouraging or advising patients to access their super to pay for treatments without an AFSL, with some charging clients fees to help them with the paperwork. Today, the Australian Dental Association released new guidelines ... |
| | | | Responsible entities (REs) of managed funds lack robust risk management practices when it comes to the cyber and security risks relating to services they offshore, according to ASIC. A review of 30 REs found that more than half or 17 rely on offshore ... |
| | | | ASIC has cancelled CPG Research & Advisory's AFSL, which is linked to the now-defunct Linchpin Capital, effective October 7. The cancellation comes after CPG ceased to carry on a financial services business and failed to pay industry funding levies ... |
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