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Showing 481 - 490 of 539 results for "Supervision"

APRA appoints new head of research

CHRIS NICHOLLS | TUESDAY, 4 SEP 2007

... research. Dr Ellis replaces former head of research Dr Neil Esho, who was seconded to the Basel Committee for Banking Supervision in Switzerland. He is expected to return to APRA in another senior role in 2009. Originally from Adelaide, Ellis became ...

ASX updates corporate governance guidelines

CHRIS NICHOLLS | FRIDAY, 3 AUG 2007

... effect in the first financial year commencing on or after 1 January 2008. Eric Mayne, chairman of the council and chief supervision officer for the ASX said the fact this was the first revision of the corporate governance principles since March 2003 ...

ING Real Estate moving in-house

HAMISH MADDEN | TUESDAY, 26 JUN 2007

... relationship with the team at Savills and will continue to retain Savills for their class leading financial services and the supervision of marketing and contract Marketing across ING Real Estate's retail portfolio." The new arrangement come into place ...

APRA modernises data collection

CHRIS NICHOLLS | THURSDAY, 12 APR 2007

... deposit-taking institutions, general insurers and superannuation funds. The data, used to assist in the prudential supervision of life companies is also used to help industry and observers understand life insurance trends and identify emerging issues ...

Regulators discuss streamlining some supervision operations

ALEX DUNNIN | MONDAY, 12 FEB 2007

... Securities and Investments Commission (ASIC), the bodies are in discussions about how to streamline some aspects of their supervision operations. "The agencies are now reviewing their administrative practices for unnecessary regulatory burden and evaluating ...

Stringent orders for winding up of Sovereign fund

HAMISH MADDEN | THURSDAY, 14 DEC 2006

... breaches of general compliance obligations. The court ordered that Sovereign be allowed to wind up the fund under the supervision of William Fletcher of Bentley's MRI, appointed as supervising accountant. As part of the winding up process the court ordered ...

Patersons' poor compliance under review

... Investments Commission (ASIC) has called on specialist stockbroker Patersons Securities to review its monitoring and supervision of staff after it found that two Patersons employees may have risked client funds through poor compliance practices. ASIC ...

Borat movie and bank credit demand push Kazakhstan centre stage

ALEX DUNNIN | FRIDAY, 17 NOV 2006

... credit risks. High loan concentrations are also a source of concern." However, the report also said the quality of bank supervision in Kazakhstan is good for an emerging market, performance is sound and is supported by reasonable loan impairment levels. ...

Ban default super funds: FPA

ALEX DUNNIN | WEDNESDAY, 25 OCT 2006

... IFSA chief executive officer, said, "There may be a need for some 'ring fencing'. SIS [the Superannuation Industry Supervision Act] does not even refer to advice at all."'

APRA to flex its muscle with outsourcing deals

WWW.THESHEET.COM | WEDNESDAY, 11 OCT 2006

... power to conduct onsite inspections of companies undertaking outsourcing work for financial institutions under its supervision. But signaling a regulator now more prone to flexing its muscle, the new guidelines also give APRA the power to require an ...

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Global X awards mandate for ETF business

ELIZA BAVIN

Global X has awarded a new custody and administration mandate for its Australian ETF business.

Bell Asset Management launches small-caps fund

KARREN VERGARA

Bell Asset Management has formally launched its Australian Small Companies Fund, which is run by former Tyndall Asset Management portfolio managers.

Former Australian Ethical finance chief lands new gig

MATTHEW WAI

The former chief financial officer of the ethical investment manager has joined a local finance company after wrapping up his tenure at AUB Group.

MySuper assets pursue $1.5tn Choice sector

KARREN VERGARA

MySuper assets are fast catching up to the $1.5 trillion Choice sector, hitting nearly $1.2 trillion in the March quarter.

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