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Showing 521 - 530 of 539 results for "Supervision"

APRA cracks down on lax regulatory reports

... as part of the same action, with all relevant trustees facing disqualification under the Superannuation Industry (Supervision) Act 2003. The crackdown comes as the government and opposition are locked in debate over other initiatives to improve investor ...

APRA proposes tougher requirements for general insurers

... requirements. APRA also announced it would be releasing a separate discussion paper on the development of a consolidated supervision regime for general insurance corporate groups in early 2004. Interested parties have until 27 February 2004 to comment ...

Costello appoints Ross Cameron to assist in financial market policy process

... the Treasurer Ross Cameron to assist him in handling matters in relation to financial market conduct, disclosure and supervision, corporate governance, consumer affairs, foreign investment and the Australian Competition and Consumer Commission (ACCC) ...

ASX welcomes proposed fines

AAP  |  THURSDAY, 9 OCT 2003
... legislative package would become a valuable tool in support of the Australian market's successful system of market supervision. "ASX has strongly and publicly supported the provision of this power from the beginning and we believe this initiative will ...

Tasmanian adviser faces 110 ASIC charges

... funds of 59 clients, which was used for his own purposes. The charges were laid under the Superannuation Industry (Supervision) Act, the Corporations Act and the Tasmanian Criminal Code, following a joint investigation by ASIC and the Tasmania Police ...

Gold Coast super release promoters face court: ASIC

... various superannuation funds to withdraw preserved super benefits, in contravention of the Superannuation Industry (Supervision) Act. Messrs Barritt and Mills operated a business called Super Release, which helped members of the public redeem their superannuation ...

ASIC gives clean bill to ASX, commends its high integrity

... reliable market infrastructure, including its systems and rules, and the strong commitment of staff involved in the ASX supervision. In some areas, ASIC has requested and the ASX had agreed that further work would help bolster its already strong supervision ...

ASIC clears Australian investment banking analysts of serious misconduct

... review, which covered the practices and activities of research analysts in Australia, the standards of conduct and supervision, and the effect of current regulatory requirements. "The review indicates that Australia is unlikely to have experienced the ...

APRA reaches settlement with LifeTrack directors

... in the DTPF. APRA's concerns led it to conduct an investigation in terms of s.263 of the Superannuation Industry (Supervision) Act 1993. The investigation identified a number of issues about the conduct of the Trustee and its directors (without any finding ...

AAT requests ASIC reinstate securities dealers' licences

... dealers' licences. The AAT has ordered the reinstatement of the licence subject to conditions ensuring adequate training; supervision and compliance procedures are adhered to. ASIC will consider appealing this decision to the Federal Court.