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Showing 431 - 440 of 539 results for "Supervision"

Fundies face tough ASIC scrutiny

RUTH LIEW  |  FRIDAY, 5 NOV 2010
... managers face tougher penalties if they fail to meet the regulator's standards, for example when it comes to disclosure, supervision and capital requirements, among others. Specifically, the scope of the proposals on products extends to shares, managed ...

FuturePlus seeks more alternatives

RUTH LIEW  |  TUESDAY, 19 OCT 2010
... equities, and maybe... outright beat equities," he said. The new strategies are currently being rolled out under Block's supervision, although new managers are yet to be appointed.

Asset management boosts JPMorgan Q3 earnings

JOHN MCDULING  |  THURSDAY, 14 OCT 2010
... liquidity products, assets under management (AUM) were stable on the previous year at US$1.3 trillion, while assets under supervision rose 6 per cent over the year to US$1.8 trillion. Revenues from private banking were up 9 per cent on the prior year ...

Happy days

BENJAMIN ONG  |  TUESDAY, 14 SEP 2010
... starting from a stronger base. Basel the third. Yes, this provided a pleasant surprise. The Basel Committee on Banking Supervision agreed to tighten capital requirements as expected... but not in the timeframe expected. The new rules raised banks minimum ...

Banks to raise capital reserves

ELISE BURGESS  |  MONDAY, 13 SEP 2010
... incentives for banks to trade exotic derivates on open markets. Nout Wellink, chairman of the Basel Committee on Banking Supervision and President of the Netherlands Bank, said that "the combination of a much stronger definition of capital, higher minimum ...

APRA proposals could deter overseas firms: AXA

MICHAEL HOBBS AND RUTH LIEW  |  FRIDAY, 23 JUL 2010
... environment to stay that way. He said a number of regulatory proposals outlined in APRA's discussion paper on the supervision of conglomerate groups could hinder the country from becoming a regional financial services hub. "While one understands regulators' ...

ASX appoints chief risk officer

MICHAEL HOBBS  |  WEDNESDAY, 21 JUL 2010
... CFO to the chief risk officer," he said. The appointment does not relate to the government's decision to move market supervision from the ASX to the Australian Securities & Investments Commission (ASIC), he said.

ASX power handover to ASIC heralds new trading rules

PRESS RELEASES  |  FRIDAY, 9 JUL 2010
... operating rules of the ASX Group. Formal approval will be granted once the Corporations Amendment (Financial Market Supervision) Act 2010 start in 1 August. This follows the Federal Executive Council formalising the Corporations (Fees) Amendment Regulations ...

Govt extends drawdown relief for account-based pensions

MICHELLE BALTAZAR  |  THURSDAY, 1 JUL 2010
... planned when they retired," he said in a statement. This change will require amendments to the Superannuation Industry (Supervision) Regulations 1994 and the Retirement Savings Accounts Regulations 1997. The necessary regulations will be made as soon ...

Govt flags August for market supervision transfer

MICHAEL HOBBS  |  WEDNESDAY, 9 JUN 2010
The government said transferring market supervision powers to the regulator could occur by August this year, a move that will open the door for more participants to enter the market. Speaking at the 2010 Annual Stockbrokers Conference yesterday, Chris ...