Search Results | Showing 431 - 440 of 539 results for "Supervision" |
| | | ... managers face tougher penalties if they fail to meet the regulator's standards, for example when it comes to disclosure, supervision and capital requirements, among others. Specifically, the scope of the proposals on products extends to shares, managed ... |
| | | | ... equities, and maybe... outright beat equities," he said. The new strategies are currently being rolled out under Block's supervision, although new managers are yet to be appointed. |
| | | | ... liquidity products, assets under management (AUM) were stable on the previous year at US$1.3 trillion, while assets under supervision rose 6 per cent over the year to US$1.8 trillion. Revenues from private banking were up 9 per cent on the prior year ... |
| | | | ... starting from a stronger base. Basel the third. Yes, this provided a pleasant surprise. The Basel Committee on Banking Supervision agreed to tighten capital requirements as expected... but not in the timeframe expected. The new rules raised banks minimum ... |
| | | | ... incentives for banks to trade exotic derivates on open markets. Nout Wellink, chairman of the Basel Committee on Banking Supervision and President of the Netherlands Bank, said that "the combination of a much stronger definition of capital, higher minimum ... |
| | | | ... environment to stay that way. He said a number of regulatory proposals outlined in APRA's discussion paper on the supervision of conglomerate groups could hinder the country from becoming a regional financial services hub. "While one understands regulators' ... |
| | | | ... CFO to the chief risk officer," he said. The appointment does not relate to the government's decision to move market supervision from the ASX to the Australian Securities & Investments Commission (ASIC), he said. |
| | | | ... operating rules of the ASX Group. Formal approval will be granted once the Corporations Amendment (Financial Market Supervision) Act 2010 start in 1 August. This follows the Federal Executive Council formalising the Corporations (Fees) Amendment Regulations ... |
| | | | ... planned when they retired," he said in a statement. This change will require amendments to the Superannuation Industry (Supervision) Regulations 1994 and the Retirement Savings Accounts Regulations 1997. The necessary regulations will be made as soon ... |
| | | | The government said transferring market supervision powers to the regulator could occur by August this year, a move that will open the door for more participants to enter the market. Speaking at the 2010 Annual Stockbrokers Conference yesterday, Chris ... |
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