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Showing 441 - 450 of 557 results for "Supervision"

Continuous disclosure continuous change

ALEX DUNNIN  |  THURSDAY, 9 JUN 2011
... of ASIC, speaking at a function celebrating 10 years of the Australian Investor Relations Association, said ASIC's supervision role also adds another dimension as they must be consulted by listed companies just as much as companies consult stock exchanges. ...

Super crime loophole to snap shut

ALISON BEVEGE  |  TUESDAY, 24 MAY 2011
... and opened the door for discussion with submissions due by Tuesday, June 14. The proposed changes to the Industry (Supervision) Regulations 1994 and the Retirement Savings Accounts Regulations 1997 would enable superannuation trustees and retirement ...

ASIC call to improve planner education

ELISE BURGESS  |  WEDNESDAY, 6 APR 2011
... exam for all new and existing financial advisers who provide Tier 1 financial advice at the entry stage. One year supervision for all new financial advisers following entry stage and a mandatory knowledge update review every three years on changes to ...

Trust grows with NZ purchase

ALISON BEVEGE  |  TUESDAY, 15 MAR 2011
... will continue trading under the same name. Before the purchase, the Trust Company had $118 billion in funds under supervision. Guardian Trust had $4.8 billion in assets under advice, more than $43 billion in assets under supervision and more than $370 ...

New rules on bank liquidity clarified

ALISON BEVEGE  |  MONDAY, 28 FEB 2011
... the banking industry must hold from 2015. In the wake of the global financial crisis, the Basel Committee on Banking Supervision (Basel Committee) produced a global framework that set limits on liquidity risk for banks. As a result new regulations are ...

IOOF profits surge 22 pc

ALISON BEVEGE  |  THURSDAY, 24 FEB 2011
... rolled down into the three "go ahead" products IOOF is focused on. Funds under management, administration, advice and supervision grew to $102.9 billion, a $3.8 billion improvement on the previous corresponding period, or a gain of 3.83 per cent. The ...

Developed nations raise funds for ADB

RUTH LIEW  |  THURSDAY, 20 JAN 2011
... financed by the Government of Japan and administered by ADB. "This support will help strengthen the regulation and supervision of savings and credit cooperatives. The project will also improve financial literacy in poor households through an innovative ...

IOOF consolidates platforms

RUTH LIEW  |  WEDNESDAY, 24 NOV 2010
... month. At the end of the financial year, IOOF had $99.1 billion in funds under management, administration, advice and supervision. More recently, the firm recorded $102.3 billion in FUMAS at the end of September. IOOF's flagship products also displayed ...

Fundies face tough ASIC scrutiny

RUTH LIEW  |  FRIDAY, 5 NOV 2010
... managers face tougher penalties if they fail to meet the regulator's standards, for example when it comes to disclosure, supervision and capital requirements, among others. Specifically, the scope of the proposals on products extends to shares, managed ...

FuturePlus seeks more alternatives

RUTH LIEW  |  TUESDAY, 19 OCT 2010
... equities, and maybe... outright beat equities," he said. The new strategies are currently being rolled out under Block's supervision, although new managers are yet to be appointed.