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Showing 441 - 450 of 539 results for "Supervision"

ASIC bans client adviser for life

ASIC RELEASE | THURSDAY, 22 APR 2010

... commissioner at ASIC, said the regulator intends to focus on unauthorised trading when it assumes responsibility for market supervision later this year.

Rules, rules, rules

BENJAMIN ONG | THURSDAY, 22 APR 2010

... threatens the financial system, create a bureau that protects financial/investment/bank consumers and tighten derivative supervision. Instead, they're using their tool of trade -- money -- to perhaps sway the "gods" to temper the commandment to, "Thou ...

MySuper proposal ignites storm

ALEX DUNNIN AND RUTH LIEW | THURSDAY, 15 APR 2010

... just new regulations but a fundamental redesign of the trustee law principle on which the Superannuation Industry Supervision (SIS) Act is built. Michael Vrisakis, partner at Freehills lawyers and long time superannuation legal expert said, "There's ...

Investors get $250m compensation for crook advice

FSA RELEASE | TUESDAY, 13 APR 2010

... give poor advice. "Ignorance is no defence and we will continue to focus on the high risk firms through intensive supervision - we will not hesitate to take tough action against any firms that fall below our standards," he said.

ASX appoints deputy CEO

COMPANY RELEASE | TUESDAY, 16 MAR 2010

... organisation. Eric Mayne will leave the ASX group at the end of September following the transfer of certain participant supervision responsibilities to ASIC. The statement noted that a benchmarking and search process for a replacement for Mayne will ...

IOOF gains $225m in net inflows

MICHAEL HOBBS | THURSDAY, 25 FEB 2010

... after tax to $47 million during the same time period. The firm's funds under management, administration, advice and supervision rose $4.2 billion to just over $100 billion over the six months to December last year. While net inflows into the firm's flagship ...

Guggenheim buys Security Benefit

COMPANY RELEASE | FRIDAY, 19 FEB 2010

... press statement. Guggenheim, a global diversified financial services firm with more than $100 billion in assets under supervision, will make an investment of approximately $US400 million in Security Benefit. Jarrod Brown, Bennelong Funds Management's ...

Dummy spit

BENJAMIN ONG | FRIDAY, 4 DEC 2009

... Greenspan's attitude toward regulating banks was much like his attitude toward consumer protection. Instead of close supervision of the biggest and most dangerous banks, he ignored the growing balance sheets and increasing risk. You did no better. In ...

State Street wins Morgan Stanley mandate

COMPANY RELEASE | TUESDAY, 1 DEC 2009

... nearly 1,000 investment professionals around the world and approximately $386 billion in assets under management or supervision as of September 30, 2009.

Trust completes business review

COMPANY RELEASE | THURSDAY, 15 OCT 2009

... which includes the estate planning and philanthropy businesses, was re-organised to enhance performance. Assets under supervision in the division grew 7 per cent to $3.1 billion during the half-year. However, the company's statement said the growth in ...

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Global X awards mandate for ETF business

ELIZA BAVIN | 12:33PM

Global X has awarded a new custody and administration mandate for its Australian ETF business.

Bell Asset Management launches small-caps fund

KARREN VERGARA | 11:56AM

Bell Asset Management has formally launched its Australian Small Companies Fund, which is run by former Tyndall Asset Management portfolio managers.

Former Australian Ethical finance chief lands new gig

MATTHEW WAI | 11:09AM

The former chief financial officer of the ethical investment manager has joined a local finance company after wrapping up his tenure at AUB Group.

MySuper assets pursue $1.5tn Choice sector

KARREN VERGARA | 12:20PM

MySuper assets are fast catching up to the $1.5 trillion Choice sector, hitting nearly $1.2 trillion in the March quarter.

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