Search Results | Showing 451 - 460 of 3961 results for "Whether" |
| | | ... are appropriate protections for consumers." She urged firms offering products with crypto-assets to carefully consider whether their offerings qualify as financial products under the existing regime, and to ensure they're appropriately licensed and authorised ... |
| | | | ... conversations which are key foundational pillars to the co-ownership offer, he said. "We have always been proactive in the market whether that be with advisers, insurers or regulators and this is no different in that we have sought out an arrangement ... |
| | | | ... vague terms in sustainability-related funds," she said. "We expect boards to engage directly on sustainability claims - whether they are aspirational statements, targets, active stewardship commitments or investment descriptions." Finally, to failures ... |
| | | | ... registered with the Tax Practitioners Board or had a registration application pending before 1 January 2022 regardless of whether they were authorised as an adviser on that day. Advisers must meet four education and training standards: gain the approved ... |
| | | | ... board composition for women on leadership teams. "Pay gap data can also provide some insight into company culture, and whether statements about valuing diversity align with the facts. The conversation can then be about what steps are being taken to address ... |
| | | | ... commit securities fraud and wire fraud. US attorney Erek L. Barron said: "The level of alleged fraud here is staggering. Whether it's cryptocurrency fraud, or any other financial frauds, if it sounds too good to be true, it probably is. This office ... |
| | | | ... of the stereotypical negative statements about annuities has softened since 2022," State Street said. "It isn't clear whether this softening is due to higher interest rates, or education or some other factor, but it does augur well for trustees looking ... |
| | | | ... possible securities law violations. As a result, J.P. Morgan agreed to pay US$18 million ($27.3m) to settle the charges. "Whether it's in your employment contracts, settlement agreements or elsewhere, you simply cannot include provisions that prevent ... |
| | | | ... a month, with the 0.05% asset-based fee on top. This is also capped at $25 a month. The total admin fee will depend on whether the member has a standard CSCri account or a TRIS account, however CSC's modelling shows the change will result in a reduction ... |
| | | | ... needs of the Australian market and undertake a feasibility study on delivering that solution." This will include assessing whether the identified solution can be supported under the existing regulatory framework for ACCUs or if changes are required. ... |
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