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Showing 431 - 440 of 2501 results for "Legal"

T. Rowe Price hires regional ESG specialist

CHLOE WALKER  |  FRIDAY, 28 JUL 2023
... investment specialist, APAC. Ramscar brings over 20 years of experience in financial services, having spent a decade at Legal & General Investment Management in London, including the past five years as its head of sustainability solutions. She has also ...

Credit Suisse fined $575m by regulators

CASSANDRA BALDINI  |  TUESDAY, 25 JUL 2023
... financial market law in the context of its business relationship with Archegos. "FINMA is ordering corrective measures from its legal successor UBS," it said. In addition, the Swiss regulator has opened enforcement proceedings against a former Credit ...

NGS Super expands leadership

ELIZABETH FRY  |  FRIDAY, 21 JUL 2023
... Previtera has expanded her leadership team by promoting three more executives to run strategy, investment operations and legal and governance. The promotions follow last week's appointments which saw chief strategy officer Ben Facer promoted to deputy ...

APRA finalises operational risk prudential standard

ANDREW MCKEAN  |  TUESDAY, 18 JUL 2023
... insurers, and superannuation trustees to manage operational risks and respond to business disruptions. According to QMV legal, the key changes in CPS 230 from the previous draft include a commencement date of 1 July 2025, a transitional deadline of 1 ...

Praemium hires governance, risk chief

JAMIE WILLIAMSON  |  WEDNESDAY, 12 JUL 2023
... later this month as chief governance and risk officer. She will oversee risk management, compliance, company secretarial, legal, outsourcing and supplier management. Axton was most recently interim chief risk officer at Bank First. Prior, she spent close ...

Sequoia expands professional services arm

CASSANDRA BALDINI  |  WEDNESDAY, 12 JUL 2023
The listed wealth group will acquire and merge the businesses of Castle Corporate and Castle Legal for $3.15 million. Castle Corporate assists accountants, financial advisers, and lawyers with the formation of companies, trusts, and self-managed super ...

Young people 'locked out' of superannuation: ISA

ANDREW MCKEAN  |  TUESDAY, 11 JUL 2023
Industry Super Australia (ISA) is calling for a "discriminatory legal relic" that denies Australian adolescents from receiving superannuation contributions to be overturned. ISA said about 375,000 young workers aren't entitled to compulsory super contributions ...

AZ NGA welcomes head of M&A

CASSANDRA BALDINI  |  MONDAY, 10 JUL 2023
... for about eight years, exiting the board upon the fund's merger with Cbus. Meanwhile, Symes will head up AZ NGA's legal, risk and corporate governance function, reporting to Barrett. He previously spent two years at Yellow Brick Road as its general ...

ASX consultation: Time to say goodbye to mFund?

ANDREW MCKEAN  |  FRIDAY, 7 JUL 2023
... ownership, and funds would be gradually removed from the service. The third and final stages would involve the completion of legal and operational work to permanently close the mFund service, a process expected to take an additional one to three months. ...

AMP loses BOLR changes class action

KARREN VERGARA  |  WEDNESDAY, 5 JUL 2023
... the time. "For many of them, it's been both physically and emotionally exhausting. Unfortunately, the reality is any legal action takes time and that's problematic for small business owners." In 2021, ASIC and the Commonwealth Director of Public ...