Search Results | Showing 411 - 420 of 2495 results for "Legal" |
| | | ... was about 16,000 advisers in the industry. The exam tests candidates in three core areas: financial advice regulatory and legal obligations, including Chapter 7 of the Corporations Act, the Anti-Money Laundering and Counter-Terrorism Financing Act, the ... |
| | | | In a raft of changes citing "evolving business needs", Koda Capital will soon welcome a new chief investment officer and a head of investment research - private markets and opportunistic portfolios. Brigette Leckie is stepping out of the chief investment ... |
| | | | ... domestic and family violence laws in Queensland and South Australia, improving the responsiveness and efficiency of the legal system. EY chief sustainability officer Mat Nelson commented that research and development (R&D) is under-funded in Australia ... |
| | | | ... directors have assessed complaints for which there is less than a probable likelihood of restitution (including the impact of legal costs and insurance), and have chosen not to disclose the likely amount as they are still subject to proceedings with ... |
| | | | ... liability it would incur in defending the case against Ryan but that "amounts may be advanced in respect of Mr Ryan's future legal costs incurred while defending the ASIC proceedings". The lawsuit led by Shine Lawyers against DASS was ordered to ... |
| | | | ... importantly the ongoing uplift to the value proposition offered and outcomes delivered to legalsuper's members, Australia's legal community," he said. "Trevin goes with the gratitude and very best wishes of the board, executive team and all legalsuper ... |
| | | | AMP is facing legal action from global reinsurer Munich Re over potentially deceptive practices in past reinsurance arrangements. In a disclosure nestled within AMP's recent half-year results, it was revealed that AMP Limited and its subsidiaries, including ... |
| | | | ... operator of the debt management business Solve My Debt Now, following concerns of substantial consumer harm. It has also taken legal action against Bakken's director and co-owner Merrilyn Mansfield. ASIC has alleged that between April 2020 to June 2022 ... |
| | | | In launching legal proceedings against eToro, the regulator said it's going after the top dog in the contract for difference (CFD) market to send a message to the industry about the importance of the design and distribution obligations (DDO). During ... |
| | | | ... clients, build brand awareness, and drive strategy makes him an asset to our team." Meantime, Sequoia has also added a head of legal and risk in Justin Harding. Joining later in the year, he will arrive from WT Financial Group where he served as head ... |
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