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Showing 421 - 430 of 1714 results for "Register"

ASIC urges market to improve outage resilience

CASSANDRA BALDINI  |  WEDNESDAY, 29 JUN 2022
... coincide with other important changes in the industry, including the replacement of the clearing house electronic sub register system (CHESS), Cboe's technology upgrade and the implementation of new market integrity rules. While these are important competing ...

ASIC releases CCIV guidelines

CASSANDRA BALDINI  |  FRIDAY, 24 JUN 2022
... ahead of its July 1 implementation date. The information sheet (INFO 272) and report (REP 728) help shed light on how to register a CCIV and sub-fund. The regulator said first corporate directors will need to meet its requirements, and further stated ...

Advice requirements confusing, complex: JAWG

ANDREW MCKEAN  |  TUESDAY, 21 JUN 2022
... others. As a group, the Joint Associations Working Group represents more than 90% of advisers on the Financial Advisers Register and most financial services firms.

May exam sees 43% pass rate

JAMIE WILLIAMSON  |  MONDAY, 20 JUN 2022
... the exam and about 91% have passed. Of those, more than 15,600 are listed as currently active on the Financial Adviser Register, ASIC said, and just 600 were new entrants to the industry. However, more than 2400 of the candidates that passed have since ...

Clear up uncertainty: AFA, FPA

JAMIE WILLIAMSON  |  FRIDAY, 17 JUN 2022
... requirements, consolidation of advice fee authorisation requirements, aligning the CPD year with the Financial Adviser Register registration/renewal period or with the financial year, and the temporary COVID-19 relief measures to be made permanent." ...

ASIC succeeds in application to liquidate Ascent

CASSANDRA BALDINI  |  MONDAY, 6 JUN 2022
ASIC has succeeded in its application to liquidate Ascent Investment and Coaching Pty Ltd after suspecting it was operating without a licence and falsified financial records. ASIC made an application to the Federal Court in March to wind up Ascent and ...

Yarra adds market neutral fund

JAMIE WILLIAMSON  |  THURSDAY, 2 JUN 2022
Yarra Capital has assumed management of a Karara Capital market neutral fund, bringing on board its portfolio manager. Yarra has taken over the Karara Market Neutral Plus Fund and rebranded it as the Yarra Market Neutral Fund. In doing so, it has welcomed ...

APAC market to reach $811.5bn by 2030

ANDREW MCKEAN  |  WEDNESDAY, 1 JUN 2022
... and is expected to continue its leadership status over the next decade. Though, the robo-advice segment is estimated to register the highest compound annual growth rate of 24.2% from 2021 to 2030. The emergence of fintech was consequently labelled as ...

AFCA adopts user pays funding model

CASSANDRA BALDINI  |  TUESDAY, 31 MAY 2022
Adopting a 'user pays' model, the Australian Financial Complaints Authority's new funding model will see the vast majority of financial services firms pay the same or less than they have previously. The new funding model follows extensive consultation ...

Pallas Capital introduces feeder fund

CHLOE WALKER  |  THURSDAY, 26 MAY 2022
The open-ended fund will allow wholesale investors to invest into the Pallas Funding Trust (PFT), a fast growing and diversified fund established in collaboration with Credit Suisse AG. ​PFT, a lending vehicle that was established by Pallas Capital ...