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Showing 411 - 420 of 1714 results for "Register"

Practifi launches deal management app

ANDREW MCKEAN  |  TUESDAY, 16 AUG 2022
Practifi has rolled out a business development app for the wealth industry that manages multiple growth activities while tracking pipeline performance. The app seeks to satisfy industry demand for comprehensive lifecycle management that tracks and manages ...

CSLR establishment is critical: FPA

CHLOE WALKER  |  FRIDAY, 12 AUG 2022
... broad-based Compensation Scheme of Last Resort (CSLR) following ASIC's recent notice for former Dixon Advisory clients to register any complaints with the Australian Financial Complaints Authority (AFCA). Just last week, advisers were prompted by ...

Convicted former financial adviser banned for life

CHLOE WALKER  |  TUESDAY, 9 AUG 2022
... prosecution for serious offences," McGrath said. Nesseim's banning will be recorded on ASIC's banned and disqualified register. He has the right to an appeal via the Administrative Appeals Tribunal.

Holon, Gemini launch retail crypto funds

CASSANDRA BALDINI  |  THURSDAY, 28 JUL 2022
Holon has partnered with Gemini to launch Australian unlisted retail Bitcoin (BTC), Ethereum (ETH) and Filecoin (FIL) funds. The launch will provide local investors and financial advisers with regulated access to the burgeoning blockchain and cryptocurrency ...

Suncorp agrees to super class action settlement

JAMIE WILLIAMSON  |  TUESDAY, 26 JUL 2022
... is not approved, the case will continue. Anyone who was or remains a member of a Suncorp superannuation fund can still register to be part of the class action group if they think their super account may have been impacted. They have until August 31 to ...

MSC Trustees appointed by Alceon

CHLOE WALKER  |  TUESDAY, 26 JUL 2022
Alceon Group has selected MSC Trustees to serve as trustee and responsible entity for two of its funds. The mandate is for the Alceon Australian Property Fund and Alceon Debt Income Fund. In taking on the mandate, MSC Trustees will replace Certane Group's ...

Don't forget: Adviser exam deadline looms

CHLOE WALKER  |  MONDAY, 11 JUL 2022
... for at least the second time. The reminder comes after a recent Financial Standard analysis of ASIC's Financial Adviser Register, indicating a total loss of 3605 advisers from 1 July 2021 to 30 June 2022. In the same 12-month period, only 546 new advisers ...

Natalie Cameron named AFCA lead ombudsman

ANDREW MCKEAN  |  THURSDAY, 7 JUL 2022
The Australian Financial Complaints Authority has appointed Natalie Cameron as its new lead ombudsman for banking and finance. Cameron moves into the position from her current appointment as lead ombudsman for investments and advice at AFCA. She has ...

FS Power50 nominations open for 2022

CASSANDRA BALDINI  |  MONDAY, 4 JUL 2022
... All shortlisted candidates will be screened, with only financial advisers registered on ASIC's Financial Adviser Register as licensed to provide personal financial advice qualified to proceed to the voting round. The 50 individuals who attract the ...

More than 1700 advisers gone already

JAMIE WILLIAMSON  |  FRIDAY, 1 JUL 2022
... the mid-way point of the year, the latest data from ASIC shows more than 1700 financial advisers have dropped off its register since January. Analysis of the ASIC Financial Adviser Register shows there is now 16,413 financial advisers currently active. ...