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Showing 441 - 450 of 1714 results for "Register"

ASIC releases latest adviser exam results

JAMIE WILLIAMSON  |  FRIDAY, 25 MAR 2022
... close to 20,000 candidates have sat the exam to date, with 91% passing. That said, analysis of the ASIC Financial Adviser Register shows there is now only about 17,000 advisers active in the industry. ASIC even acknowledged this, saying of those that ...

Experienced advisers in education limbo

KARREN VERGARA  |  MONDAY, 21 MAR 2022
... qualifications - that is four years for a graduate diploma and five years for a master's. ASIC's Financial Adviser Register does not record how many advisers are in such a position and are therefore affected. Kaplan chief executive Brian Knight ...

Disclosure lacking in common ownership: Committee

JAMIE WILLIAMSON  |  FRIDAY, 18 MAR 2022
... legislation effective 31 December 2021. The inquiry said it also considered the introduction of a beneficial ownership register and lowering the 5% threshold but ultimately does not support these measures as they would likely overburden investors with ...

Adviser numbers close in on 17k

KARREN VERGARA  |  FRIDAY, 18 MAR 2022
... dipping below the 17,000 mark as more than 700 recently exited the industry. As of March 17, the ASIC Financial Adviser Register recorded 17,246 active advisers, Rainmaker modelling of the data reveals. On January 20, there were 18,015 servicing the ...

FPA is the preferred association: Research

KARREN VERGARA  |  WEDNESDAY, 16 MAR 2022
... advisers report they are part of the professional body. Some 38% or 7239 active advisers on ASIC's Financial Adviser Register are members of the FPA based on the 18,800 recorded in the December 2021 database. Rainmaker's analysis found that the Association ...

Coterie invests in wealth platform

KARREN VERGARA  |  MONDAY, 28 FEB 2022
... capital, he said. Integrated managing director Darryl Johnson commented: "Coterie Capital are a welcome addition to our register and share our view that the platform landscape in Australia is rapidly changing. The days of having to use product structures ...

Value strategy drags Clime's performance

KARREN VERGARA  |  MONDAY, 28 FEB 2022
... into four products which Donat said have outperformed the relevant benchmarks. In December, Madison acquired the client register of CHL Bayswater Financial Planning and Mi Wealth Plan, Perth-based firms, for $232,000 in a bid to expand in Western Australia. ...

PE Capital in liquidation

KARREN VERGARA  |  THURSDAY, 10 FEB 2022
PE Capital Funds Management is now in liquidation after the Federal Court found that it operated managed investment schemes without an AFSL and engaged in misleading and deceptive conduct. The court found that over $16 million was invested in the registered ...

FPA reschedules Congress

CHLOE WALKER  |  WEDNESDAY, 9 FEB 2022
The Financial Planning Association of Australia is rescheduling its annual FPA Professionals Congress to November, taking place in-person at the ICC in Sydney. The FPA's flagship event was originally planned for 7-8 April, but following conversations ...

The future is bright for BT: Rady

JAMIE WILLIAMSON  |  FRIDAY, 28 JAN 2022
... users despite falling adviser numbers and BT Panorama's extended outage in 2021. According to the ASIC Financial Adviser Register, there's about 18,000 financial advisers registered today; more than 800 exited over the Christmas and New Year period alone. ...