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| | | "Don't stop thinking about tomorrow Don't stop, it'll soon be here It'll be better than before Yesterday's gone, yesterday's gone..." -Fleetwood Mac Wall Street rebounded big time the day after markets were buffeted by headlines ... |
| | | | ... Royal Commission days, ending at 20,667 in the first quarter of 2021. Rainmaker analysis of ASIC's Financial Adviser Register found that the total number of financial advisers have tapered off to levels experienced in 2016 (see Figure 1). About five ... |
| | | | ... who essentially are distribution arms for life insurers. According to Rainmaker analysis of the ASIC Financial Adviser Register, 5142 advisers ceased in the 12 months to April 14. Anderson is urging the government to include clients in the review - who ... |
| | | | ... rose to $2.77. Pershing Securities and Hamilton Lane investors were among the 20 largest holders of the Latitude share register prior to the initial public offering. Latitude Financial has had a series of run-ins with ASIC over recent years. In 2017 ... |
| | | | ... Details of any disciplinary action against an adviser by the FSCP may also be published on the ASIC Financial Adviser Register, including warnings, reprimands, directions to undertake specified training, counselling or supervision, orders suspending ... |
| | | | ... Conduct for Financial Advice Services. Advisers must formally record their details on the Financial Services Providers Register (FSPR). Botica said those who miss the 16 June 2021 deadline may face deregistration. |
| | | | ... and maintain registry data in one location, bringing together ASIC's 31 business registers and the Australian Business Register onto a new system at the ATO. Under MBR, the ABRS will allow business owners to register through the Australian Taxation Office ... |
| | | | Vanguard has appointed a four-person board for its forthcoming superannuation product, to be chaired by Peggy O'Neal. The board for Vanguard Super Pty Ltd will include Jeremy Duffield, Anne Flanagan and Cynthia Lui. O'Neal is a former partner at law ... |
| | | | The coronavirus optimism that prevailed over the dying weeks of 2020 and into the first quarter of this year has been replaced by concerns over the resurgence in infections - in Europe, India, Japan, South Korea and lately, the US, among others - caused ... |
| | | | The prudential regulator has commenced industry consultation on revisions to the prudential standards for life insurers to protect life insurance policy holders against the use of offshore reinsurers. APRA is proposing an aggregate limit on exposures ... |
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