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Showing 521 - 530 of 1669 results for "Register"

ASIC cancels stockbroker AFSL

ANNABELLE DICKSON  |  WEDNESDAY, 13 JAN 2021
The corporate regulator has cancelled the Australian financial services licence of Halifax Investment Services nearly two years after it was placed into administration. The cancellation took effect from 8 January 2021 and allows the licence to operate ...

FASEA urges advisers to maximise exam sittings

ELIZABETH MCARTHUR  |  MONDAY, 11 JAN 2021
... sittings of the exam scheduled. So far, 11,241 advisers have passed the exam - just 52% of the ASIC Financial Adviser Register. FASEA is in the process of being shut down and its functions transferred to other regulatory agencies as the government seeks ...

MySuper performance recovers, hits record high

KARREN VERGARA  |  MONDAY, 11 JAN 2021
Default superannuation funds have fully recovered from COVID-induced losses, yet underperformance within the asset classes remains rife, according to new Rainmaker data. Rainmaker's November 2020 MySuper index has reached a record high, bouncing ...

360's plan for Evans Dixon

KANIKA SOOD  |  THURSDAY, 7 JAN 2021
... cents to about 92 cents per TGP security. The ASX-listed 360 Capital first appeared on Evans Dixon's shareholder register after FY20 results and co-founder Alan Dixon's departure. 360 Capital currently owns 19.55% of Evans and is trying to buy ...

FASEA exam results for November 2020

ELIZABETH MCARTHUR  |  TUESDAY, 22 DEC 2020
... passed the FASEA exams held to date - representing 52% of the more than 20,000 advisers on ASIC's Financial Adviser Register. A total of 1016 advisers sat the exam in November. As for how many have sat the exam - that number currently sits at 12,573. ...

Almost 3000 advisers gone in 2020

ELIZABETH MCARTHUR  |  FRIDAY, 18 DEC 2020
... departed the industry in 2020, with just 60 new advisers joining, according to Rainmaker analysis of the Financial Adviser Register. AMP Financial Planning lost the most advisers of any AFSL this year, with 323 departing between January and December. ...

What you read in 2020

JAMIE WILLIAMSON  |  FRIDAY, 18 DEC 2020
... memberships. 2. 916 advisers gone in three months, ASIC responds (May 21) Rainmaker analysis of the ASIC Financial Adviser Register revealed that 1488 advisers had fallen off the register between January and May 2020, with the bulk dropping off in the ...

IPO Wealth trustee hit with class action

ELIZABETH MCARTHUR  |  TUESDAY, 15 DEC 2020
... that key information was not disclosed to investors prior to making their investment. Any investors in IPO Wealth can register with Slater and Gordon to join the class action. IPO Wealth is a Mayfair 101 fund. Mayfair 101 and its founder James Mawhinney ...

360 Capital raises bid for Evans Dixon

KANIKA SOOD  |  FRIDAY, 11 DEC 2020
... Financial Group) is yet to post a response to the ASX. The ASX-listed 360 Capital first appeared on Evans Dixon's shareholder register after FY20 results and co-founder Alan Dixon's departure. 360 Capital currently owns 19.55% of Evans and is trying ...

CBA opens Amsterdam office, eyes European instos

KARREN VERGARA  |  TUESDAY, 8 DEC 2020
Armed with a new licence, the Commonwealth Bank is making a play for European institutional investors by establishing a new office in the Netherlands. The newly licensed Dutch subsidiary, Commonwealth Bank of Australia (Europe) N.V., is scheduled to ...