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Showing 361 - 370 of 1668 results for "Register"

Latest adviser exams see 52% pass rate

JAMIE WILLIAMSON  |  THURSDAY, 1 SEP 2022
... have sat the exam to date, including more than 700 new advisers. Over 15,800 are still current on the Financial Adviser Register while more than 2500 have ceased. This marked the 18 th exam cycle and existing advisers that qualified for the nine-month ...

Not ruling anything out: Insignia Financial

CASSANDRA BALDINI  |  FRIDAY, 26 AUG 2022
Having attributed its strong FY22 earnings to its recent acquisitions, Insignia Financial's Renato Mota is not ruling out future M&A opportunities to add scale. "We have undertaken two large acquisitions, I think that's provided us with tremendous ...

Adviser standards consultation commences

JAMIE WILLIAMSON  |  THURSDAY, 25 AUG 2022
... pathway. This would, at minimum, require them to have no disciplinary actions recorded against them on the Financial Adviser Register. Other sources for determining whether an adviser has a clean record could include whether their conduct has resulted ...

ASIC highlights strategic priorities

CASSANDRA BALDINI  |  TUESDAY, 23 AUG 2022
... compliance with new requirements. On the advice front, the regulator flagged that it will also review the Financial Adviser Register to ensure it correctly records the authorisation status of existing advisers who have not passed by the relevant date. ...

Practifi launches deal management app

ANDREW MCKEAN  |  TUESDAY, 16 AUG 2022
Practifi has rolled out a business development app for the wealth industry that manages multiple growth activities while tracking pipeline performance. The app seeks to satisfy industry demand for comprehensive lifecycle management that tracks and manages ...

CSLR establishment is critical: FPA

CHLOE WALKER  |  FRIDAY, 12 AUG 2022
... broad-based Compensation Scheme of Last Resort (CSLR) following ASIC's recent notice for former Dixon Advisory clients to register any complaints with the Australian Financial Complaints Authority (AFCA). Just last week, advisers were prompted by ...

Convicted former financial adviser banned for life

CHLOE WALKER  |  TUESDAY, 9 AUG 2022
... prosecution for serious offences," McGrath said. Nesseim's banning will be recorded on ASIC's banned and disqualified register. He has the right to an appeal via the Administrative Appeals Tribunal.

Holon, Gemini launch retail crypto funds

CASSANDRA BALDINI  |  THURSDAY, 28 JUL 2022
Holon has partnered with Gemini to launch Australian unlisted retail Bitcoin (BTC), Ethereum (ETH) and Filecoin (FIL) funds. The launch will provide local investors and financial advisers with regulated access to the burgeoning blockchain and cryptocurrency ...

Suncorp agrees to super class action settlement

JAMIE WILLIAMSON  |  TUESDAY, 26 JUL 2022
... is not approved, the case will continue. Anyone who was or remains a member of a Suncorp superannuation fund can still register to be part of the class action group if they think their super account may have been impacted. They have until August 31 to ...

MSC Trustees appointed by Alceon

CHLOE WALKER  |  TUESDAY, 26 JUL 2022
Alceon Group has selected MSC Trustees to serve as trustee and responsible entity for two of its funds. The mandate is for the Alceon Australian Property Fund and Alceon Debt Income Fund. In taking on the mandate, MSC Trustees will replace Certane Group's ...