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Showing 331 - 340 of 1668 results for "Register"

Advisers must register for FSCP: ASIC

CASSANDRA BALDINI  |  THURSDAY, 24 NOV 2022
... the FPA Congress today, ASIC senior executive leader Leah Sciacca explained that all financial advisers will need to register with the ASIC Financial Services and Credit Panel, in addition to being registered on the Financial Advisers Register. Appearing ...

ASIC sues crypto fintech over unlicensed advice

JAMIE WILLIAMSON  |  THURSDAY, 24 NOV 2022
ASIC is taking a fintech to court for providing unlicensed financial advice on crypto-asset products. The regulator commenced civil penalty proceedings in Federal Court against Block Earner, an authorised representative of Flash Partners and AUSTRAC-registered ...

Goldman Sachs charged over ESG failures

JAMIE WILLIAMSON, RACHEL ALEMBAKIS  |  WEDNESDAY, 23 NOV 2022
... the retirement savings of America's workers." The rule will be effective 60 days after its publication in the Federal Register. The DOL rule change does not apply to public pension plans, because their governance falls outside of the Employee Retirement ...

What to expect at FPA Congress 2022

CASSANDRA BALDINI  |  TUESDAY, 22 NOV 2022
... that's a lovely, full circle of the last 30 years and what we've done in that time." For anyone who is yet to register, she said it's not too late. "Attendees can register on the morning of, we don't have a cap on numbers. So, if you're in Sydney ...

Nuveen, Lighthouse back housing projects

RACHEL ALEMBAKIS  |  WEDNESDAY, 16 NOV 2022
Adelaide will see a new student accommodation housing project via Nuveen Real Estate, while SGCH's affordable housing project with Lighthouse Infrastructure will expand in Western Sydney. Nuveen Real Estate will partner with Flinders University on The ...

ASIC issues more stop orders

CHLOE WALKER  |  THURSDAY, 10 NOV 2022
The corporate regulator has placed interim stop orders on offers from Finnia Income (Finnia) in response to its flimsy target market determinations (TMDs). Finnia, an unlisted company, pursued a $20 million raise under a prospectus through the issue ...

Packhorse lists cattle stations for sale

CHLOE WALKER  |  MONDAY, 7 NOV 2022
Packhorse Pastoral Company has listed a portfolio of three large stations for sale, following the passing of its co-founder Tom Strachan earlier this year. Strategically acquired over the past three years, the Queensland and New South Wales pastoral ...

FPA membership declines, deficit materialises

ANDREW MCKEAN  |  THURSDAY, 3 NOV 2022
... "This is also reflected by an approximate 14.4% reduction in financial advisers listed on ASIC's Financial Adviser Register (FAR) during 2021/22." On an annual basis there were membership declines across CFP professionals, practitioner members - ...

Financial adviser registration delayed

ANDREW MCKEAN  |  THURSDAY, 3 NOV 2022
... occur in two stages - stage one being a one-off registration process administered by ASIC using the Financial Advisers Register (FAR), with the second stage to commence once the FAR transitions to the ATO as part of the Australian Business Registry Service. ...

Another ban for Sirius Financial

CHLOE WALKER  |  THURSDAY, 3 NOV 2022
... attend monthly compliance committee meetings. Bringans' banning is recorded on ASIC's Banned and Disqualified Persons Register. While he has applied to the Administrative Appeals Tribunal (AAT) for a review of ASIC's decision, Bringans' application for ...